Jack A. Paratore

MEMPHIS CAPITAL

Memphis, TN 38119

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CRD#: 356248

Professional summary

Jack Anthony Paratore is a registered financial professional currently at MEMPHIS CAPITAL located in Memphis, Tennessee.

Jack is registered as a RR (Registered Representative) and started their career in finance in 1975. Jack has worked at 5 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 3, Series 7, Series 24 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jack Anthony Paratore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2020 - Present

MEMPHIS CAPITAL

Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119

CRD#: 8564

Memphis, TN

Past

September 28, 2012 - January 25, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

November 20, 1981 - March 14, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

January 16, 1981 - October 20, 1981

R. ROWLAND & CO., INCORPORATED

CRD#: 911

Past

April 1, 1975 - January 14, 1981

UMIC, INC.

CRD#: 5974

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(1/24/2020)

Exams

State Security Law Exam

Series 63

Date: 11/18/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/8/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/21/1987

General Securities Principal Examination

Principal/Supervisory Exam

Series 00

Date: 3/24/1975

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MEMPHIS CAPITAL

CRD#: 8564 / SEC#: , 8-34927

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

6410 Poplar Avenue Suite 500, Memphis, TN 38119

Mailing Address

6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119

Phone number

(901) 261-5950

Established

Indiana since 10/08/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HANOVER SECURITIES, LLC	OWNER
MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEE	OWNER
GOODWIN, CASEY DOUGLAS	PRESIDENT/CEO	6808410
HANOVER, JOHN DAVID	GENERAL COUNSEL	6011724
NAKAE, MARY LOUISE	OWNER/TRUSTEE	1923430
PARATORE, JACK ANTHONY	CCO	356248
RODRIGUEZ, AARON NETZAHUALCOYOTL	FINOP & CFO	5421965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jack A. Paratore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jack Anthony Paratore's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

R. ROWLAND & CO., INCORPORATED

UMIC, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1983

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/8/1985

Series 7

Date: 8/15/1981

Series 24

Date: 5/21/1987

Series 00

Date: 3/24/1975

FINRA

Current Firm

MEMPHIS CAPITAL

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MEMPHIS CAPITAL

TRUST BUT VERIFY

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