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EM

Edward C. Maher

MORGAN WILSHIRE SECURITIES
garden city, NY 11530
CRD#: 1431387
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EM
Edward Charles MaherMORGAN WILSHIRE SECURITIES

Professional summary


Edward Charles Maher is a registered financial professional currently at MORGAN WILSHIRE SECURITIES, INC. located in Garden City, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1985. Edward has worked at 13 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 6, Series 27, Series 53, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Edward Charles Maher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 24, 1998 - Present

MORGAN WILSHIRE SECURITIES, INC.

Office #1: 59 Hilton Ave, Garden City, NY 11530Office #2: 59 Hilton Ave Suite 101, Garden City, NY 11530
BD
CRD#: 44807
garden city, NY
Past

June 7, 1996 - June 9, 1997

PRESTON LANGLEY ASSET MANAGEMENT, INC.

BD
CRD#: 35733
NEW YORK, NY
Past

October 4, 1993 - August 15, 1996

S. D. COHN & CO., INC.

BD
CRD#: 27827
HAUPPAUGE, NY
Past

March 9, 1993 - September 23, 1993

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

April 5, 1991 - February 5, 1993

S. D. COHN & CO., INC.

BD
CRD#: 27827
HAUPPAUGE, NY
Past

January 23, 1991 - June 12, 1991

DUNHILL EQUITIES, INC.

BD
CRD#: 21822
GARDEN CITY, NY
Past

July 24, 1990 - September 27, 1990

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

November 21, 1989 - December 18, 1990

V P SECURITIES, INC.

BD
CRD#: 16615
Past

March 2, 1989 - November 20, 1989

WILLIAM M. CADDEN & CO., INC.

BD
CRD#: 16363
Past

September 21, 1987 - February 28, 1989

INVESTORS CENTER, INC.

BD
CRD#: 14670
Past

July 1, 1987 - September 22, 1987

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

February 10, 1987 - July 6, 1987

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

November 3, 1986 - January 29, 1987

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

August 22, 1986 - November 6, 1986

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

June 4, 1986 - August 4, 1986

FIRST CHATHAM SECURITIES, INC.

BD
CRD#: 15025
Past

December 20, 1985 - April 29, 1986

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/5/1999)

Exams


State Security Law Exam
RR
Series 63
Date: 12/23/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/7/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MW
MORGAN WILSHIRE SECURITIES, INC.
MORGAN WILSHIRE SECURITIES INC. | MORGAN WILSHIRE SECURITIES, INC.

CRD#: 44807 / SEC#: , 8-50831

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
59 Hilton Ave Suite 101, Garden City, NY 11530
Mailing Address
59 Hilton Ave Suite 101, Garden City, NY 11530
Phone number
(516) 622-3100
Established
Delaware since 07/11/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FINNAN, MICHAEL JOHNPRESIDENT; DIRECTOR; SHAREHOLDER.2311960
METZ, PAUL JOHNCHIEF EXECUTIVE OFFICER; SECETARY; DIRECTOR; SHAREHOLDER2443570
MAHER, EDWARD CHARLESHEAD TRADER; SROP; CROP, FINOP, CHIEF COMPLIANCE OFFICER1431387

Disclosures


Regulatory Event9
Arbitration4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MORGAN WILSHIRE SECURITIES, INC.

CRD#: 44807Garden City, NY 11530

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