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CRD#: 43871
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WESTROCK CAPITAL MANAGEMENT, INC. is located at 754 Chestnut Ridge Rd., Chestnut Ridge, NY 10977 and was first established at Woodbridge, New York in 07/01/1996. After operating for 29 years, WESTROCK CAPITAL MANAGEMENT, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WESTROCK CAPITAL MANAGEMENT, INC.’s clients are individuals and 0% of their clients are high net worth individuals. WESTROCK CAPITAL MANAGEMENT, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WESTROCK CAPITAL MANAGEMENT, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WESTROCK CAPITAL MANAGEMENT, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WESTROCK CAPITAL MANAGEMENT, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WESTROCK CAPITAL MANAGEMENT, INC. Comes From

Understanding the Statistics for WESTROCK CAPITAL MANAGEMENT, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
754 Chestnut Ridge Rd., Chestnut Ridge, NY 10977
Mailing Address
754 Chestnut Ridge Rd., Chestnut Ridge, NY 10977
Firm Size
Small
Phone Number
(845) 371-8800
Established
New York since 07/01/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BHATTACHARYA, PARBATICROP/SROP/CCO/CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT2944116
BHATTACHARYA, RABINDRA NATHMANAGING DIRECTOR1282685

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Advisor's working at WESTROCK CAPITAL MANAGEMENT, INC.

RB

Rabindra Nath Bhattacharya

Robin Nath Bhattacharya
RR
CRD#: 1282685
Location:
Chestnut Ridge, NY 10977
Company:
WESTROCK CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
39 years
View Profile
PB

Parbati Bhattacharya

Pam Bhattacharya
RR
CRD#: 2944116
Location:
Chestnut Ridge, NY 10977
Company:
WESTROCK CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
27 years
View Profile
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