Parbati Bhattacharya
Professional summary
Parbati Bhattacharya, who also goes by Pam Bhattacharya, is a registered financial professional currently at WESTROCK CAPITAL MANAGEMENT, INC. located in Chestnut Ridge, New York.
Parbati is registered as a RR (Registered Representative) and started their career in finance in 1998. Parbati has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Parbati Bhattacharya's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 1998 - Present
WESTROCK CAPITAL MANAGEMENT, INC.
Office #1: 754 Chestnut Ridge Road, Chestnut Ridge, NY 10977State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2023)
(6/29/1999)
(6/28/1999)
(7/20/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/19/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
WESTROCK CAPITAL MANAGEMENT, INC.
CRD#: 43871 / SEC#: , 8-50450
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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