Rabindra N. Bhattacharya
Professional summary
Rabindra Nath Bhattacharya, who also goes by Robin Nath Bhattacharya, is a registered financial professional currently at WESTROCK CAPITAL MANAGEMENT, INC. located in Chestnut Ridge, New York.
Rabindra is registered as a RR (Registered Representative) and started their career in finance in 1986. Rabindra has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rabindra Nath Bhattacharya's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 1998 - Present
WESTROCK CAPITAL MANAGEMENT, INC.
Office #1: 754 Chestnut Ridge Road, Chestnut Ridge, NY 10977December 18, 1995 - January 4, 1999
SANDGRAIN SECURITIES LLC
September 15, 1989 - December 6, 1995
PRUDENTIAL EQUITY GROUP, LLC
December 26, 1986 - May 31, 1988
GUARDIAN INVESTOR SERVICES LLC
December 26, 1986 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2023)
(1/6/1999)
(9/4/1998)
(7/23/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
WESTROCK CAPITAL MANAGEMENT, INC.
CRD#: 43871 / SEC#: , 8-50450
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
