AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A CAMBRIDGE CAPITAL, LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at CAMBRIDGE CAPITAL, LLC

CRD#: 41464

Looking for a Financial Advisor at CAMBRIDGE CAPITAL, LLC?

We have compiled every financial advisor who works at CAMBRIDGE CAPITAL, LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for CAMBRIDGE CAPITAL, LLC Comes From

Understanding the Statistics for CAMBRIDGE CAPITAL, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4
Arbitration
2

FIRM INFORMATION

Established
New York since 10/15/1995
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FRANCES THOMAS LLCMEMBER
CARDELLO, MICHAEL SAMFINOP718970
LEE, JON KWANSUPERVISOR RETAIL SALES2538075
ROSSI, THOMAS MICHAELCEO, MANAGER, DIRECTOR OF COMPLIANCE2333282
STEELE, TERRY JEANDIRECTOR OF OPERATIONS, SROP, CROP, MSP.712186

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at CAMBRIDGE CAPITAL, LLC

Sarah Allison Darling
AdvisorCheck Check Mark

Sarah Allison Darling

Sarah A Darling, Sarah Allison Darling
IAR
RR
CRD#: 5564977
Location:
Ephrata, PA 17522
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
6 years
View Profile
Wilfred Joseph Brockman JR
AdvisorCheck Check Mark

Wilfred Joseph Brockman JR

Joe Brockman Jr
IAR
RR
CRD#: 2234536
CFP®: Certified Financial Planner
Location:
Estero, FL
Company:
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Disclosures:
Experience:
33 years
View Profile
Adam J Ausloos
AdvisorCheck Check Mark

Adam J Ausloos

IAR
CRD#: 5963691
Location:
Sarasota, FL 34236
Company:
ADVICEWORKS WEALTH ADVISORS
Disclosures:
Experience:
13 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics