Michael S. Cardello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sam Cardello, who also goes by Michael S Cardello, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 56 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2024 - July 1, 2024
KW SECURITIES CORPORATION
February 23, 2023 - May 17, 2024
DYNAMIC CAPITAL INVESTMENTS, LLC
September 26, 2022 - November 6, 2023
SIGNATURE ESTATE SECURITIES, LLC
May 10, 2022 - October 5, 2023
VELERITY GROUP, INC.
April 6, 2022 - January 24, 2024
NEXPOINT SECURITIES, INC.
August 17, 2021 - October 10, 2023
PRE-IPO STREET INC.
June 11, 2021 - October 5, 2023
CLEARFP SECURITIES, LLC
February 12, 2021 - November 15, 2023
LFT SECURITIES, LLC
January 19, 2021 - October 5, 2023
AET INVESTMENT SERVICES, LLC
November 16, 2020 - November 15, 2023
NAVIAN CAPITAL SECURITIES LLC
March 1, 2011 - November 4, 2020
TERRA CAPITAL MARKETS LLC
May 5, 2010 - November 18, 2010
PT TRADING GROUP, LLC
June 1, 2007 - June 12, 2009
INTERMERCHANT SECURITIES LLC
March 31, 2006 - August 30, 2007
S3 SECURITIES LLC
July 15, 2005 - August 31, 2005
THE CONCORD EQUITY GROUP, LLC
February 2, 2005 - September 9, 2011
LIGHTSTONE SECURITIES, LLC
November 16, 2004 - September 17, 2009
MEETING STREET BROKERAGE, LLC
June 22, 2004 - November 16, 2004
MEETING STREET BROKERAGE, LLC
April 12, 2004 - August 5, 2004
INVESTORS PLANNING SERVICES, CORP.
February 19, 2004 - July 19, 2007
AUGMENT SECURITIES INC.
February 12, 2004 - June 22, 2004
MEETING STREET BROKERAGE, LLC
October 30, 2003 - January 26, 2009
BUCKRAM SECURITIES LTD
November 7, 2001 - January 15, 2002
NEW WORLD SECURITIES, INC.
August 21, 2001 - March 31, 2004
SOLARIS SECURITIES, INC.
February 16, 2001 - May 1, 2002
ALEX MOORE & COMPANY, INC.
January 24, 2001 - July 27, 2004
POST-LANE & CO., LLC
October 3, 2000 - May 10, 2001
ROYAL HUTTON SECURITIES CORP.
October 3, 2000 - July 13, 2001
US TRADING LLC
August 1, 2000 - October 31, 2000
POST-LANE & CO., LLC
August 1, 2000 - November 20, 2001
GIT SECURITIES CORPORATION
January 24, 2000 - April 25, 2001
IPOMARKET.COM
October 27, 1999 - September 28, 2000
WINDSOR CAPITAL ADVISORS, LLC
March 10, 1999 - October 19, 2000
NEW WORLD SECURITIES, INC.
September 17, 1998 - February 1, 2000
PHOENIX FINANCIAL SERVICES CORP
September 17, 1998 - July 28, 2000
THE MINNEAPOLIS COMPANY, INC.
August 18, 1998 - January 1, 1999
PARKER BROMLEY LTD.
July 6, 1998 - March 20, 2000
HOBBS MELVILLE SECURITIES CORP.
March 21, 1998 - May 18, 1998
CREATIVE CAPITAL MANAGEMENT CORPORATION
December 8, 1997 - November 3, 1998
ALEX MOORE & COMPANY, INC.
December 8, 1997 - December 5, 2002
PARKER FINANCIAL CORP.
September 25, 1997 - May 5, 1998
TRANS-HUDSON, L.L.C.
June 9, 1997 - April 30, 2001
JESUP & LAMONT SECURITIES CORP
April 11, 1997 - August 14, 2000
CAMBRIDGE CAPITAL, LLC
July 23, 1996 - November 16, 1998
WHELAN SECURITIES INC
July 7, 1995 - May 24, 2010
BROCKINGTON SECURITIES, INC.
March 15, 1995 - April 2, 1996
J.W. CABOTT & CO., INC.
November 29, 1994 - May 22, 2009
U.S. STERLING SECURITIES, INC.
September 16, 1994 - November 25, 1996
LANDMARK INTERNATIONAL EQUITIES
August 23, 1993 - November 30, 2004
EMAX SECURITIES, LLC
March 17, 1993 - December 31, 2008
ADVANCED PLANNING SECURITIES, INC.
March 11, 1993 - January 16, 1995
LANCASTER LEEDS & CO., INC.
September 24, 1992 - June 17, 1997
H G I
February 18, 1992 - May 20, 1992
AIBC INVESTMENT SERVICES CORPORATION
January 20, 1992 - February 17, 1993
GLAVES SECURITIES CORPORATION
October 31, 1991 - June 22, 2000
SECURITY DEALERS GUILD, INC.
November 28, 1990 - November 16, 1992
R.D. WHITE & CO., INC.
June 21, 1989 - September 21, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 7, 1987 - April 22, 1989
JAMES CAPEL INCORPORATED
July 26, 1986 - April 8, 1987
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1986 - June 23, 1986
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
November 20, 1980 - January 28, 1985
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
KW SECURITIES CORPORATION
CRD#: 8237 / SEC#: , 8-24792
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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