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Find, Compare and Monitor Financial Advisors at STONECREST CAPITAL MARKETS, INC.

CRD#: 39616
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STONECREST CAPITAL MARKETS, INC. is located at 300 W. 6th St. Suite 1550, Austin, TX 78701 and was first established at Dallas, North Carolina in 10/20/1995. After operating for 30 years, STONECREST CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONECREST CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. STONECREST CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONECREST CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONECREST CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONECREST CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for STONECREST CAPITAL MARKETS, INC. Comes From

Understanding the Statistics for STONECREST CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5

FIRM INFORMATION

Main Address
300 W. 6th St. Suite 1550, Austin, TX 78701
Mailing Address
300 W. 6th St. Suite 1550, Austin, TX 78701
Firm Size
Small
Phone Number
(512) 275-6515
Established
North Carolina since 10/20/1995
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STONECREST HOLDINGS, LLCPARENT COMPANY
HEFFRON, PAULA KAYCHIEF COMPLIANCE OFFICER4901921
JONES, DAVID BENNETT JRCHIEF OPERATING OFFICER4915605
KRIEWALD, JESSICAFINOP7052634
RANDOLPH, JOHN SCOTTCHIEF EXECUTIVE OFFICER1848519
WEIBEL, DAVIDDIRECTOR5688056

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Advisor's working at STONECREST CAPITAL MARKETS, INC.

SM

Sean Warren Miles Barbosa

Sean Warren Miles
IAR
RR
CRD#: 2340356
Location:
San Juan, PR 00907
Company:
STONECREST ADVISORS, INC.
Disclosures:
Experience:
32 years
View Profile
CR

Carlos Andres Rodriguez De Gracia

Carlos Andres Rodriguez, Carlos A. Rodriguez De Garcia, Carlos Andres Rodríguez De García
IAR
RR
CRD#: 4888179
Location:
San Juan, PR 00907
Company:
STONECREST ADVISORS, INC.
Disclosures:
Experience:
20 years
View Profile
DJ

David Bennett Jones JR

David B Jones
IAR
RR
CRD#: 4915605
Location:
Austin, TX 78701-4666
Company:
STONECREST ADVISORS, INC.
Disclosures:
Experience:
10 years
View Profile
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