SM
Sean W. Miles Barbosa
STONECREST ADVISORS
SAN JUAN, PR 00907
Some features on this profile are disabled
CRD#: 2340356
SM
Professional summary
Sean Warren Miles Barbosa, who also goes by Sean Warren Miles, is a registered financial advisor currently at STONECREST ADVISORS, INC. located in San Juan, and STONECREST CAPITAL MARKETS, INC. located in San Juan, .
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Sean has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Warren Miles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MMM PROPERTIES LLC, OWNS REAL ESTATE.100% OWNER. ONLY WEEKENDS 2) Insurance agent of Stonecrest Partners of Puerto Rico, SCMI affiliate. Sales of life, fixed and variable annuities as part of the product offerings to clients for diversification. All commissions are known to SCMI and same payout grid as other SCMI products. One to two hours a week. Marketing material provided by insurance companies. Office of Commissioner of Insurance of PR issue the license in certificate and wallet format. 3) Stonecrest Advisors, Inc; INVESTMENT RELATED; 1369 ASHFORD AVE SAN JUAN, PR 00907; INVESTMENT ADVISOR; INVESTMENT ADVISOR; START DATE 06/2021; 20 HOURS/WEEK DURING TRADING HOURS 4) PR Investors Group LLC; NON-INVESTMENT RELATED; 1357 Ashford Ave. PMB 34 San Juan PR 00907; Real Estate Management; President; Start Date: 04/15/2023; 10 Hrs./Month and 0 Hours/Month during trading hours; Rep will be in charge of managing real estate properties. 5) 526 La Merced LLC; NON-INVESTMENT RELATED; 1357 Ashford Ave. PMB 34 San Juan PR 00907; Real Estate Management; President; Start Date: 02/14/2024; 10 Hrs./Month and 0 Hours/Month during trading hours; Rep will be in charge of managing Real Estate Rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Warren Miles Barbosa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2021 - Present
STONECREST ADVISORS, INC.
Office #1: 1369 Ashford Ave, San Juan, PR 00907RIA
CRD#: 142095
SAN JUAN, PR
Current
June 9, 2021 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 1369 Ashford Avenue Ac Hotel Mezzanine Level, San Juan, PR 00907BD
CRD#: 39616
SAN JUAN, PR
Past
September 14, 1993 - June 4, 2021
ORIENTAL FINANCIAL SERVICES LLC
BD
CRD#: 29753
GUAYNABO, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/9/2021)
IAR
Florida(8/20/2021)
RR
Puerto Rico(6/9/2021)
IAR
Puerto Rico(7/20/2021)
RR
Virgin Islands(9/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 West 6th Street Suite 1550, Austin, TX 78701-4666
Mailing Address
Phone number
(866) 342-1069
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 155,297,658 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
