John S. Randolph
Professional summary
John Scott Randolph is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in Austin, Texas and WINLO MANAGEMENT GROUP, LLC located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 13 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 57, Series 7, Series 14, Series 53, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Scott Randolph's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2015 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701November 16, 2022 - Present
WINLO MANAGEMENT GROUP, LLC
Office #1: 300 W 6th St Suite 1550, Austin, TX 78701December 1, 2009 - November 11, 2014
TEJAS SECURITIES GROUP, INC.
June 25, 2008 - November 23, 2009
SEAPORT GLOBAL SECURITIES LLC
October 18, 2007 - March 11, 2008
JEFFERIES HIGH YIELD TRADING, LLC
June 27, 2007 - May 16, 2008
JEFFERIES LLC
December 10, 2004 - May 11, 2007
CANTOR FITZGERALD & CO.
February 18, 2003 - November 19, 2004
AMHERST SECURITIES GROUP, L.P.
May 10, 2000 - February 19, 2003
ALLY SECURITIES LLC
September 1, 1999 - April 17, 2000
COASTAL SECURITIES, INC.
February 7, 1994 - January 7, 1998
COASTAL SECURITIES, INC.
October 15, 1991 - January 22, 1994
MMAR GROUP, INC.
June 12, 1989 - October 25, 1991
WESTCAP SECURITIES, L.P.
June 12, 1989 - October 25, 1991
WESTCAP GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2015)
(3/4/2015)
(2/29/2016)
(7/12/2016)
(9/22/2022)
(3/5/2015)
(3/6/2017)
(3/17/2017)
(11/9/2021)
(11/12/2021)
(11/9/2021)
(5/18/2022)
(2/13/2015)
(1/28/2015)
(6/19/2020)
(11/10/2021)
(7/20/2015)
(3/20/2018)
(3/2/2015)
(2/6/2015)
(6/16/2017)
(2/5/2015)
(7/28/2017)
(8/19/2020)
(8/9/2022)
(2/27/2015)
(5/14/2015)
(11/9/2021)
(2/24/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/3/2020
Investment Banking Registered Representative ExaminationSeries 28
Date: 1/14/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
WINLO MANAGEMENT GROUP, LLC
CRD#: 288383 / SEC#: , 8-69940
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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