JV
Jeffrey F. Vivacqua
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
FAIRFIELD, IA 52556
Some features on this profile are disabled
CRD#: 2608892
JV
Professional summary
Jeffrey Francis Vivacqua, who also goes by Jeffrey F VIvacqua, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fairfield, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey F Vivacqua
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BART RICHMOND FOR SHERIFF, 1110 LOUDEN DR, FAIRFIELD, IA, 04/2020, TREASURER, CAMPAIGN, NIR, 3 HR/MO, 0 HR/MO TRADING. 2) TBS AGENCY, INC. 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 9 HR/MO, 1 HR/MO TRADING. 3) CONTINUITY MANAGEMENT GROUP LLC, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2017, PRESIDENT, INV REL, 20 HR/MO, 20 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2018, DIRECTOR, CAMBRIDGE AFFILIATED ENTITY, INV REL, 4 HR/MO, 4 HR/MO TRADING. 5) CIR, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2018, DIRECTOR, CAMBRIDGE AFFILIATED ENTITY, INV REL, 4 HR/MO, 4 HR/MO TRADING. 6) CIG, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2018, DIRECTOR, CAMBRIDGE AFFILIATED ENTITY, INV REL, 4 HR/MO, 4 HR/MO TRADING. 7) CONTINUITY PARTNERS GROUP, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 04/2010, FIRST VP, INV REL, 160 HR/MO, 160 HR/MO TRADING. 8) INVEST IN OTHERS CHARITABLE FOUNDATION, 275 GROVE ST, STE 2-400, NEWTON, MA, 12/2016, BOARD MEMBER, NIR, 2 HR/MO, 0 HR/MO TRADING. 9) BRIDGEPORT FINANCIAL SOLUTIONS, LLC, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2023, BOARD MEMBER, RIA AFFILIATION, INV REL, 3 HR/MO, 3 HR/MO TRADING. 10) BRIDGEPORT TAX & BUSINESS SERVICES, LLC, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2023, BOARD MEMBER, TAX AND ACCOUNTING, INV REL, 0 HR/MO, 0 HR/MO TRADING. 11) JORDAN CREEK FINANCIAL SOLUTIONS, LLC, 1225 JORDAN CREEK PKWY, SUITE 104, WEST DES MOINES, IA, 12/2023, OWNER, MANAGER, NIR, 0 HR/MO, 0 HR/MO TRADING. 12) JEFFERSON COUNTY COMPENSATION BOARD, 51 E BRIGSS AVE, SUITE 2, FAIRFIELD, IA, 01/2024, BOARD MEMBER, LAW ENFORCEMENT/MILITARY, NIR, 1 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Francis Vivacqua's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1776 Pleasant Plain Rd., Fairfield, IA 52556RIA
CRD#: 134139
FAIRFIELD, IA
Current
April 30, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1776 Pleasant Plain Rd, Fairfield, IA 52556-8757BD
CRD#: 39543
Fairfield, IA
Past
September 1, 2010 - August 7, 2017
CONTINUITY PARTNERS GROUP, LLC
BD
CRD#: 151381
FAIRFIELD, IA
Past
August 31, 2005 - October 13, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
WEST PALM BEACH, FL
Past
August 24, 2005 - October 13, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
December 5, 2001 - December 31, 2004
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
November 29, 2001 - December 31, 2004
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
September 14, 2000 - December 31, 2004
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 2, 2000 - December 31, 2004
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
PHOENIX, AZ
Past
June 4, 1999 - April 26, 2000
SHARE KING, LLC
BD
CRD#: 33150
SAN FRANCISCO, CA
Past
January 24, 1996 - May 7, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/24/2020)
RR
Alaska(7/14/2020)
RR
Arkansas(6/24/2020)
RR
California(6/24/2020)
RR
Florida(10/27/2020)
RR
Hawaii(6/25/2020)
RR
Indiana(6/24/2020)
RR
Iowa(4/30/2010)
IAR
Iowa(5/3/2010)
RR
Kentucky(2/16/2021)
RR
Michigan(6/28/2023)
RR
Minnesota(6/30/2020)
RR
Montana(6/24/2020)
RR
Nebraska(6/24/2020)
RR
Nevada(7/7/2020)
RR
New Hampshire(8/24/2020)
RR
New Mexico(6/24/2020)
RR
New York(7/21/2020)
RR
North Carolina(6/25/2020)
RR
North Dakota(6/29/2020)
RR
Ohio(6/24/2020)
RR
Oregon(6/25/2020)
RR
Rhode Island(6/24/2020)
RR
South Dakota(7/1/2020)
RR
Utah(6/25/2020)
RR
Vermont(6/25/2020)
RR
Washington(6/24/2020)
RR
Wyoming(6/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Fairfield, IA 52556TRUST BUT VERIFY
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Contact information
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