Patrice C. Rainer
Rainer Wealth Management | Financial AdvisorAFFILIATED WITH CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Danville, CA
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CRD#: 1558867
Professional summary
Patrice Carol Rainer, CFP®, who also goes by Trice Rainer, Trice Rainer Walz, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Danville, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Danville, California.
Patrice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Patrice has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Trice Rainer, MBA, CFP® became a Financial Advisor in order to pursue her passion for helping her clients and their families make intelligent, informed and healthy financial and life planning decisions to achieve their financial goals. She brings more than 30 years of experience in financial services, management consulting and non-profit work to the relationships she builds with her clients. Trice will work with you to map a financial plan and investment strategy that aligns with your goals, values and life plan.
Trice began her career in the financial industry in 1987, as a Senior Trader at Bank of America managing the bank’s money market interest rate swaps portfolio. She also spent many years in management consulting at Accenture, which ingrained in her a strong commitment to excellent client service, a collaborative culture, and the importance of defining and aligning one’s core values and goals. More recently Trice spent several years helping a local nonprofit in the role of Finance Administrator and values the relationships she built and practical knowledge she gained in this role.
Trice received her Bachelor of Arts in Economics from Northwestern University, Phi Beta Kappa honors, and her Master of Business Administration with a concentration in Finance from UCLA. She has earned the CERTIFIED FINANCIAL PLANNER™ designation. She has her California Insurance License and holds a General Securities License (Series 7) and a Registered Representative and Registered Investment Advisor License (Series 66). She is an active member of the Financial Planning Association (FPA) East Bay Chapter and the Estate Planning Council of Diablo Valley.
Trice, a resident of the East Bay for over 25 years, lives in Danville with her family. She loves spending time with her three children and captains and plays on competitive tennis teams year-round. She also enjoys oil painting, playing the piano and gardening.
Question & Answer
What are your service offerings?
Investment Planning
Life Transitions
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Tax Planning
Insurance Planning
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
Career Change
Asset Allocation
Estate Planning
Investment Management
Getting Divorced
Getting Married
Life Planning
Retirement
Starting a Family
Sudden Wealth
Women's Finances
Are you a "fiduciary"?
Yes
Aliases
Trice Rainer | Trice Rainer Walz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 18/TRADING. 06/13/2016 2) Fixed Insurance Sales, Danville CA. 10/28/2014, investment related. 2hr/monthly, 0/trade. 3) ESTATE PLANNING COUNCIL OF DIABLO VALLEY, EPC Diablo Valley, P.O. Box 245, Walnut Creek CA 94596, United States, 10/10/2023, Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING 4) RAINER WEALTH MANAGEMENT, 390 Diablo Road, Danville CA 94526, United States, 06/24/2024, Rainier Wealth Management, Using a Trade Name/dba, INV REL, 0 HR/MO - 0 HR/MO TRADING. 5) PROTECTED INVESTORS OF AMERICA, 390 Diablo Road, Suite 202, Danville CA 94526,04/2025, Marketing DBA, Administrative, INV REL, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Patrice Carol Rainer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 13, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #3: 390 Diablo Road Suite 202, Danville, CA 94526RIA
CRD#: 134139
Danville, CA
Current
June 13, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 390 Diablo Road Suite 202, Danville, CA 94526BD
CRD#: 39543
Danville, CA
Past
May 15, 2013 - July 22, 2016
PROTECTED INVESTORS OF AMERICA
RIA
CRD#: 6082
Danville, CA
Past
April 16, 2013 - July 22, 2016
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
Danville, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/13/2016)
IAR
California(6/13/2016)
RR
Ohio(6/24/2016)
RR
Texas(6/5/2024)
IAR
Texas(6/5/2024)
RR
Washington(6/13/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Financial AdvisorCRD#: 134139Danville, CADBA Information
Rainer Wealth Management
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