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FIRM PROFILE
Overview
WORLD CAPITAL BROKERAGE, INC. is located at 1636 N. Logan Street, Denver, CO 80203 and was first established at Denver, Colorado in 07/18/1958. After operating for 68 years, WORLD CAPITAL BROKERAGE, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WORLD CAPITAL BROKERAGE, INC.’s clients are individuals and 0% of their clients are high net worth individuals. WORLD CAPITAL BROKERAGE, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WORLD CAPITAL BROKERAGE, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WORLD CAPITAL BROKERAGE, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WORLD CAPITAL BROKERAGE, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WORLD CAPITAL BROKERAGE, INC. Comes From
Understanding the Statistics for WORLD CAPITAL BROKERAGE, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1636 N. Logan Street, Denver, CO 80203
1636 N. Logan Street, Denver, CO 80203
Small
(303) 626-0631
Colorado since 07/18/1958
Corporation
May
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AGF HOLDINGS INC. | OWNER | ||
| BLUM, PATRICIA ANN | VICE PRESIDENT | 4467584 | |
| GAUGHAN, MICHAEL LAWRENCE | VICE PRESIDENT, SECRETARY | 2915597 | |
| TAGGART, TIMOTHY EUGENE | CHIEF FINANCIAL OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, SALES, MARKETING, TRAINING & DIRECTOR | 1075525 |
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Advisor's working at WORLD CAPITAL BROKERAGE, INC.
Brian Joseph Regan
John Eugene Weidner
Byron Kum Wah Leong
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