Patricia A. Blum
Professional summary
Patricia Ann Blum, who also goes by Patricia A Blum, is a registered financial professional currently at WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 2002. Patricia has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Ann Blum's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2002 - Present
WORLD CAPITAL BROKERAGE, INC.
Office #1: 1636 N. Logan Street, Denver, CO 80203State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2023)
(10/19/2022)
(7/26/2002)
(8/9/2011)
(8/7/2024)
(8/29/2011)
(6/22/2017)
(8/3/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
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