TT
Timothy E. Taggart
INVESTMENT RESEARCH CORP
DENVER, CO 80203
Some features on this profile are disabled
CRD#: 1075525
TT
Professional summary
Timothy Eugene Taggart, who also goes by Timothy E Taggart, Timothy Taggart, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Denver, Colorado and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy E Taggart | Timothy Taggart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINRA ARBITRATOR, SINCE 1996 1636 LOGAN ST, DENVER, CO 80203 HOURS DEPEND ON IF I AM CHOSEN FOR A PANEL GENERALLY LESS THAN 40 HOURS A YEAR...AGF Holdings, Investment Related through ownership of World Capital Brokerage, Inc., 1636 Logan Street, Denver, CO 80203., Holding Company, owner, 06/2013, <1hr per month, <1 hr per month trading, owner...American Growth Financial Services, Investment Related, 1636 Logan Street, Denver, CO 80203., Insurance Company, owner, director, president, 04/2014, hours vary between 0-160, hours vary between 0-130 trading, owner, director, president...American Growth Fund, Investment Related, 1636 Logan Street, Denver, CO 80203., Open End Mutual Fund, interested director, president, 04/2014, hours vary between 0-160, hours vary between 0-130 trading, interested director, president...Fidelity Leasing, Not Investment Related, 1636 Logan Street, Denver, CO 80203., Property Leasing, owner, director, president, 04/2014, hours vary between 0-160, hours vary between 0-130 trading, owner, director, president...AGF Property Management Corp, Not Investment Related, 1636 Logan Street, Denver, CO 80203., Leasing Company, owner, director, president, 04/2014, hours vary between 0-160, hours vary between 0-130 trading, owner, director, president... Investment Research Corp, Investment Related, 1636 Logan Street, Denver, CO 80203., Registered Investment Adviser, owner, director, president, CCO, 04/2014, hours vary between 0-160, hours vary between 0-130 trading, owner, director, president, cco... Custom Cabinets and Carpentry, LLC, not investment related, 1636 Logan St. Denver, CO 80203, carpentry, owner, 11/15/2022, hours vary 0-20 per month. hours vary 0-20hours per month during trading, owner... 1640Logan, Inc., not investment related, 1640 Logan St., Denver, CO 80203, real estate and retail, owner and president, 10/18/2023 hours vary 0-10 per month, 1-10 per month during trading hours, owner and president... Ms. Marji's, Inc., not investment related, 1640 Logan St., Denver, CO 80203, retail, owner and president, 10/18/2023 hours vary 0-30 per month, 1-30 per month during trading hours, owner and president.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Eugene Taggart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2004 - Present
INVESTMENT RESEARCH CORP
Office #1: 1636 North Logan Street, Denver, CO 80203Office #2: 1636 Logan Street, Denver, CO 80203RIA
CRD#: 108208
DENVER, CO
Current
April 12, 2004 - Present
WORLD CAPITAL BROKERAGE, INC.
Office #1: 1636 Logan Street, Denver, CO 80203Office #2: 3465 Route 130, Harrison City, PA 15636Office #3: 1636 N. Logan Street, Denver, CO 80203BD
CRD#: 37
Denver, CO
Past
April 16, 2004 - December 31, 2004
INVESTMENT RESEARCH CORP
RIA
CRD#: 108208
DENVER, CO
Past
June 20, 2003 - January 20, 2005
EMPIRIC DISTRIBUTORS, INC.
BD
CRD#: 119143
AUSTIN, TX
Past
February 25, 2002 - June 24, 2002
WORLD CAPITAL BROKERAGE, INC.
BD
CRD#: 37
DENVER, CO
Past
August 2, 1985 - January 9, 2002
WORLD CAPITAL BROKERAGE, INC.
BD
CRD#: 37
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
CRD#: 108208 / SEC#: 801-8599
RIA
Registered Investment Advisory firm - (4/26/1972 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/12/2004)
RR
Alaska(4/12/2004)
RR
Arizona(4/12/2004)
RR
Arkansas(4/12/2004)
RR
California(4/12/2004)
RR
Colorado(4/12/2004)
IAR
Colorado(4/16/2004)
RR
Connecticut(4/12/2004)
RR
Delaware(4/12/2004)
RR
District of Columbia(4/12/2004)
RR
Florida(4/12/2004)
RR
Georgia(4/12/2004)
RR
Hawaii(4/12/2004)
RR
Idaho(4/12/2004)
RR
Illinois(4/12/2004)
RR
Indiana(4/12/2004)
RR
Iowa(4/12/2004)
RR
Kansas(4/12/2004)
RR
Kentucky(4/12/2004)
RR
Louisiana(4/13/2004)
RR
Maine(4/12/2004)
RR
Maryland(4/12/2004)
RR
Massachusetts(4/12/2004)
RR
Michigan(4/12/2004)
RR
Minnesota(4/12/2004)
RR
Mississippi(4/12/2004)
RR
Missouri(4/12/2004)
RR
Montana(4/12/2004)
RR
Nebraska(4/12/2004)
RR
Nevada(4/12/2004)
RR
New Hampshire(11/25/2009)
RR
New Jersey(4/12/2004)
RR
New Mexico(4/12/2004)
RR
New York(4/12/2004)
RR
North Carolina(4/13/2004)
RR
North Dakota(4/12/2004)
RR
Ohio(4/13/2004)
RR
Oklahoma(4/12/2004)
RR
Oregon(4/12/2004)
RR
Pennsylvania(4/12/2004)
RR
Rhode Island(4/12/2004)
RR
South Carolina(4/12/2004)
RR
South Dakota(4/12/2004)
RR
Tennessee(4/12/2004)
RR
Texas(4/12/2004)
RR
Utah(4/12/2004)
RR
Vermont(4/12/2004)
RR
Virginia(4/12/2004)
RR
Washington(4/12/2004)
RR
West Virginia(4/12/2004)
RR
Wisconsin(4/12/2004)
RR
Wyoming(4/12/2004)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
CRD#: 108208 / SEC#: 801-8599
RIA
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Contact information
Main Address
1636 North Logan Street, Denver, CO 80203
Mailing Address
Phone number
(303) 626-0634
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 63,421,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
