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CRD#: 35864
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GATEWAY FINANCIAL AGENCY CORPORATION is located at 1576 Nw Pine Creek Avenue, Arcadia, FL 34266 and was first established at Florida, Delaware in 09/30/1993. After operating for 32 years, GATEWAY FINANCIAL AGENCY CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GATEWAY FINANCIAL AGENCY CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. GATEWAY FINANCIAL AGENCY CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GATEWAY FINANCIAL AGENCY CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GATEWAY FINANCIAL AGENCY CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GATEWAY FINANCIAL AGENCY CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for GATEWAY FINANCIAL AGENCY CORPORATION Comes From

Understanding the Statistics for GATEWAY FINANCIAL AGENCY CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
1576 Nw Pine Creek Avenue, Arcadia, FL 34266
Mailing Address
1576 Nw Pine Creek Avenue, Arcadia, FL 34266
Firm Size
Small
Phone Number
(863) 993-2682
Established
Delaware since 09/30/1993
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NECULAE, ILIECHIEF COMPLIANCE OFFICER1164384
NECULAE, ILIEPRESIDENT1164384
NECULAE, SUSAN LOUISESECRETARY/TREASURER1171376

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at GATEWAY FINANCIAL AGENCY CORPORATION

SN

Susan Louise Neculae

Susan Louise Mack
RR
CRD#: 1171376
Location:
Arcadia, FL 34266
Company:
GATEWAY FINANCIAL AGENCY CORPORATION
Disclosures:
Experience:
42 years
View Profile
IN

Ilie Neculae

RR
CRD#: 1164384
Location:
Arcadia, FL 34266
Company:
GATEWAY FINANCIAL AGENCY CORPORATION
Disclosures:
Experience:
42 years
View Profile
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