Susan L. Neculae
Professional summary
Susan Louise Neculae, who also goes by Susan Louise Mack, is a registered financial professional currently at GATEWAY FINANCIAL AGENCY CORPORATION located in Arcadia, Florida.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1983. Susan has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Louise Neculae's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 1994 - Present
GATEWAY FINANCIAL AGENCY CORPORATION
Office #1: 1576 Nw Pine Creek Avenue, Arcadia, FL 34266March 8, 1993 - April 26, 1994
NORTH AMERICAN MANAGEMENT, INC.
September 21, 1992 - January 1, 1993
MARINER FINANCIAL SERVICES, INC.
August 23, 1983 - May 7, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/1994)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 5/20/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
GATEWAY FINANCIAL AGENCY CORPORATION
CRD#: 35864 / SEC#: , 8-46992
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
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