Ilie Neculae
Professional summary
Ilie Neculae is a registered financial professional currently at GATEWAY FINANCIAL AGENCY CORPORATION located in Arcadia, Florida.
Ilie is registered as a RR (Registered Representative) and started their career in finance in 1983. Ilie has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ilie Neculae's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 1994 - Present
GATEWAY FINANCIAL AGENCY CORPORATION
Office #1: 1576 Nw Pine Creek Avenue, Arcadia, FL 34266July 17, 1992 - April 19, 1994
MARINER FINANCIAL SERVICES, INC.
May 28, 1992 - July 28, 1992
AMERICAN CLASSIC SECURITIES, INC.
August 23, 1983 - May 7, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2019)
(4/15/1994)
(1/3/2008)
(11/10/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GATEWAY FINANCIAL AGENCY CORPORATION
CRD#: 35864 / SEC#: , 8-46992
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY FINANCIAL AGENCY CORPORATION
CRD#: 35864Arcadia, FL 34266TRUST BUT VERIFY
Monitor Ilie Neculae
Get automatic monthly alerts on:
