William W. Cathriner
Professional summary
William Walter Cathriner II, who also goes by Bill Cathriner II, Bill Cathriner, is a registered financial advisor currently at GFS ADVISORS LLC located in Houston, Texas and GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. William has worked at 17 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 55, Series 7, Series 6, Series 53, Series 27, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Walter Cathriner II's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
GFS ADVISORS LLC
Office #1: 1330 Post Oak Blvd., Suite 2100, Houston, TX 77056January 3, 2023 - Present
GLOBAL FINANCIAL SERVICES, L.L.C.
Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019March 23, 2020 - December 16, 2022
BANORTE SECURITIES INTERNATIONAL, LTD.
March 18, 2020 - December 16, 2022
BANORTE ASSET MANAGEMENT, INC.
February 17, 2017 - December 19, 2019
ALTERNA WEALTH MANAGEMENT, INC.
February 17, 2017 - December 19, 2019
ALTERNA SECURITIES, INC.
May 30, 2011 - October 31, 2016
SALIENT CAPITAL L.P.
September 9, 2010 - October 31, 2016
SALIENT CAPITAL ADVISORS, LLC
September 7, 2007 - July 2, 2009
BBVA INVESTMENTS INC.
September 22, 2006 - December 19, 2006
BBVA SECURITIES INC.
April 5, 2005 - September 12, 2006
BBVA SECURITIES INC.
September 3, 2002 - March 31, 2005
BBVA INVESTMENTS INC.
November 30, 2000 - August 20, 2002
AMHERST SECURITIES GROUP, L.P.
July 9, 1999 - May 31, 2000
TRADESCAPE SECURITIES, LLC
April 15, 1999 - April 28, 2000
LIGHTSPEED PROFESSIONAL TRADING LLC
July 20, 1995 - December 31, 1998
INVESCO DISTRIBUTORS, INC.
January 31, 1995 - May 25, 1995
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
November 19, 1993 - January 31, 1995
TRANSAMERICA FUND DISTRIBUTORS, INC.
August 18, 1987 - May 25, 1988
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
GFS ADVISORS LLC
CRD#: 143110 / SEC#: 801-67899
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 11/8/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
GFS ADVISORS LLC
CRD#: 143110 / SEC#: 801-67899
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 724 |
| AUM (Assets Under Management) | $ 3,268,787,765 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
