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CRD#: 35405
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SECURITY CAPITAL BROKERAGE, INC. is located at 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303 and was first established at Atlanta, Georgia in 10/04/1993. After operating for 32 years, SECURITY CAPITAL BROKERAGE, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SECURITY CAPITAL BROKERAGE, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SECURITY CAPITAL BROKERAGE, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SECURITY CAPITAL BROKERAGE, INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SECURITY CAPITAL BROKERAGE, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SECURITY CAPITAL BROKERAGE, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SECURITY CAPITAL BROKERAGE, INC. Comes From

Understanding the Statistics for SECURITY CAPITAL BROKERAGE, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Mailing Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Firm Size
Small
Phone Number
(404) 230-8475
Established
Georgia since 10/04/1993
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LEWIS, NATHAN LCEO, CCO, PRESIDENT & EXEC REP4193024
RICHMOND, LEROME CORDELLPASSIVE SHAREHOLDER
CARTER, ANA RFINOP, CFO4424794

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Advisor's working at SECURITY CAPITAL BROKERAGE, INC.

JW

James Hamilton Wolf

Jim Wolf
RR
CRD#: 1431363
Location:
Atlanta, GA 30303
Company:
SECURITY CAPITAL BROKERAGE, INC.
Disclosures:
Experience:
39 years
View Profile
DM

David Gerald Mayo

Daivd Gerald Mayo, David G Gerald Mayo, David Gerald Mayo
RR
CRD#: 1656589
Location:
Atlanta, GA 30303
Company:
SECURITY CAPITAL BROKERAGE, INC.
Disclosures:
Experience:
34 years
View Profile
HD

Harold Emanuel Doley III

Harold E Doley, Harold Emanuel Doley Iii, Harold Emanuel Doley
RR
CRD#: 1562598
Location:
Atlanta, GA 30303
Company:
SECURITY CAPITAL BROKERAGE, INC.
Disclosures:
Experience:
32 years
View Profile
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