Nathan L. Lewis
Professional summary
Nathan L Lewis is a registered financial professional currently at SECURITY CAPITAL BROKERAGE, INC. located in Atlanta, Georgia.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2002. Nathan has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 86, Series 87, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan L Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2008 - Present
SECURITY CAPITAL BROKERAGE, INC.
Office #1: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Office #2: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303July 26, 2013 - March 7, 2014
KIPLING JONES & CO., LTD.
June 19, 2002 - January 8, 2008
JACKSON SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2018)
(4/20/2012)
(5/9/2008)
(2/15/2012)
(1/23/2012)
(1/18/2012)
(1/8/2019)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SECURITY CAPITAL BROKERAGE, INC.
CRD#: 35405 / SEC#: , 8-46669
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
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