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AC

Ana R. Carter

LCG CAPITAL ADVISORS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 4424794
AC

Professional summary

Ana Roumenova Carter, who also goes by Ana Roumenova Bagaleva, Ana Carter, Ana R Carter, Ana Roumenova Pirinski, Ana Pirinski, is a registered financial professional currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida and CORINTHIAN PARTNERS, L.L.C. located in New York, New York.

Ana is registered as a RR (Registered Representative) and started their career in finance in 2009. Ana has worked at 34 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ana Roumenova Bagaleva | Ana Carter | Ana R Carter | Ana Roumenova Pirinski | Ana Pirinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ana Roumenova Carter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2016 - Present

LCG CAPITAL ADVISORS, LLC

Office #1: 201 East Kennedy Blvd Suite 1700, Tampa, FL 33602Office #2: 201 E. Kennedy Blvd. Suite 1700, Tampa, FL 33602
BD
CRD#: 129311
Tampa, FL
Current

September 16, 2017 - Present

CORINTHIAN PARTNERS, L.L.C.

Office #1: 275 Madison Avenue 8th Floor, New York, NY 10016
BD
CRD#: 38912
NEW YORK, NY
Current

August 16, 2018 - Present

WESTCO INVESTMENT CORP.

Office #1: 77 Hempstead Avenue, Lynbrook, NY 11563
BD
CRD#: 20744
Lynbrook, NY
Current

August 27, 2018 - Present

FORTRESS PRIVATE LEDGER, LLC

Office #1: 3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612Office #2: 3110 Edwards Mill Rd Ste 200, Raleigh, NC 27612
RIA
BD
CRD#: 290298
Raleigh, NC
Current

December 6, 2018 - Present

SECURITY CAPITAL BROKERAGE, INC.

Office #1: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
BD
CRD#: 35405
Atlanta, GA
Current

March 28, 2019 - Present

MERAKI GLOBAL ADVISORS LLC

Office #1: 1389 Center Drive, Suite 170, Park City, UT 84098
BD
CRD#: 297930
Park City, UT
Current

October 15, 2019 - Present

SEALY INVESTMENT SECURITIES, LLC

Office #1: 5910 N. Central Expressway Suite 1700, Dallas, TX 75206
BD
CRD#: 300691
DALLAS, TX
Current

August 13, 2021 - Present

HENRIES SECURITIES

BD
CRD#: 306152
Brooklyn, NY
Current

April 18, 2022 - Present

SKYWAY CAPITAL MARKETS, LLC

Office #1: 100 North Tampa Street Suite 3550, Tampa, FL 33602
BD
CRD#: 124630
Tampa, FL
Current

May 12, 2022 - Present

ASHTON STEWART & CO., INC.

Office #1: 1395 Brickell Ave Suite 800, Miami, FL 33131
BD
CRD#: 112386
Miami, FL
Current

April 14, 2023 - Present

DAI SECURITIES, LLC

Office #1: 2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
BD
CRD#: 36673
Atlanta, GA
Current

September 8, 2023 - Present

ICG CAPITAL SECURITIES, LLC

Office #1: 909 East Blvd, Charlotte, NC 28203
BD
CRD#: 169661
CHARLOTTE, NC
Current

September 27, 2023 - Present

OPENYIELD TRADING LLC

Office #1: 205 East 42nd Street Suite 1935, New York, NY 10017
BD
CRD#: 326199
New York, NY
Current

April 1, 2024 - Present

WORLD INVESTMENTS, LLC

Office #1: 437 Newman Springs Road, Lincroft, NJ 07738
BD
CRD#: 20626
Lincroft, NJ
Current

December 9, 2024 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Current

May 23, 2025 - Present

CHAPIN, DAVIS

Office #1: 1411 Clarkview Road, Baltimore, MD 21209
RIA
BD
CRD#: 28116
Baltimore, MD
Current

July 31, 2025 - Present

THE FORBES SECURITIES GROUP LLC

Office #1: 6400 S. Fiddlers Green Circle Suite 850, Greenwood Village, CO 80111
BD
CRD#: 288142
Greenwood Village, CO
Current

January 4, 2026 - Present

PINNACLE CAPITAL SECURITIES, LLC

Office #1: 4105 E Broadway Suite 102, Long Beach, CA 90803
BD
CRD#: 106213
Long Beach, CA
Past

June 11, 2020 - December 31, 2025

PINNACLE CAPITAL SECURITIES, LLC

BD
CRD#: 106213
LONG BEACH, CA
Past

November 13, 2019 - March 1, 2023

FREITAG CAPITAL LLC

BD
CRD#: 298349
BOSTON, MA
Past

August 23, 2019 - September 3, 2025

DAYBRIGHT SECURITIES, LLC

BD
CRD#: 293128
LAKELAND, FL
Past

March 29, 2019 - December 9, 2025

ROGAN & ASSOCIATES, INC.

BD
CRD#: 42762
SAFETY HARBOR, FL
Past

September 13, 2018 - September 29, 2023

EASTERLY SECURITIES LLC

BD
CRD#: 281103
BEVERLY, MA
Past

August 31, 2018 - April 28, 2023

THE FORBES SECURITIES GROUP LLC

BD
CRD#: 288142
GREENWOOD VILLAGE, CO
Past

March 5, 2018 - July 9, 2018

ZEUS FINANCIAL, LLC

BD
CRD#: 18192
BOCA RATON, FL
Past

September 6, 2017 - November 15, 2018

CORNERSTONE CAPITAL CORPORATION

BD
CRD#: 46903
DUBLIN, OH
Past

June 30, 2017 - December 11, 2019

GLOBAL SILICON VALLEY SECURITIES LLC

BD
CRD#: 22882
SAN RAMON, CA
Past

May 31, 2017 - October 31, 2025

PENSIONMARK SECURITIES, LLC

BD
CRD#: 283952
SANTA BARBARA, CA
Past

February 23, 2017 - May 3, 2018

FORIS CAPITAL US LLC

BD
CRD#: 282331
PORTSMOUTH, NH
Past

June 17, 2016 - August 14, 2018

FIVE 9 SECURITIES, LLC

BD
CRD#: 114853
LADERA RANCH, CA
Past

March 22, 2016 - August 12, 2022

AARON CAPITAL INCORPORATED

BD
CRD#: 28583
Columbus, GA
Past

March 3, 2016 - February 8, 2017

HALEN CAPITAL

BD
CRD#: 135966
CLEARWATER, FL
Past

February 2, 2016 - December 31, 2016

TEMPLUM MARKETS LLC

BD
CRD#: 102840
NEW YORK, NY
Past

January 4, 2016 - December 31, 2016

HARBOR LIGHT SECURITIES, LLC

BD
CRD#: 130227
TAMPA, FL
Past

March 10, 2010 - October 23, 2015

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
TAMPA, FL
Past

September 1, 2009 - March 10, 2010

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/2/2016)
RR
Georgia
(9/16/2017)
RR
New York
(9/16/2017)
RR
Utah
(4/17/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/5/2010
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/8/2010
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PINNACLE CAPITAL SECURITIES, LLC
PINNACLE CAPITAL GROUP | PINNACLE EQUITY MANAGEMENT, LLC | PINNACLE EQUITY MANAGEMENT, INC. | PINNACLE EQUITY MANAGEMENT INC | PINNACLE CAPITAL SECURITIES, LLC

CRD#: 106213 / SEC#: 801-40956, 8-65263

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
4105 E Broadway Suite 102, Long Beach, CA 90803
Mailing Address
4105 E Broadway Suite 102, Long Beach, CA 90803
Phone number
(310) 684-2699
Established
Missouri since 02/17/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PINNACLE CAPITAL HOLDING, LLCSHAREHOLDER
CARTER, ANA RCFO & FINOP4424794
DAVIS, WILLIAM EUGENE IIICEO & CCO3188964
PARKER, JOEL MICHAELCHIEF OPERATING OFFICER6190668
VICINI, DAVID MICHAELCHIEF INVESTMENT OFFICER6429200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINNACLE CAPITAL SECURITIES, LLC

CRD#: 106213Tampa, FL 33602

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