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CRD#: 325346
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for CAPITOLIS GLOBAL BROKER DEALER LLC Comes From

Understanding the Statistics for CAPITOLIS GLOBAL BROKER DEALER LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
11 W. 42nd Street 15th Floor, New York, NY, 10036
Mailing Address
11 W. 42nd Street 15th Floor, New York, NY, 10036
Firm Size
Small
Phone Number
(212) 388-5201
Established
Delaware since 02/01/2023
Firm Type
Limited Liability Company
Fiscal year end
January
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ESL FUNDING LLCGENERAL MEMBER
BAPTISTE, LINDSEY KATHLEENCHIEF FINANCIAL OFFICER, FINOP AND MANAGER5714590
BORER, JON ACHIEF COMPLIANCE OFFICER6374938
DROUMENQ, THOMASCHIEF EXECUTIVE OFFICER4871722
WEXLER, STUART JOELGENERAL COUNSEL
WILSON, CHARLENE FAITHFINOP1935747

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at CAPITOLIS GLOBAL BROKER DEALER LLC

TF

Thomas Frank Feda

RR
CRD#: 1806572
Location:
New York, NY 10036
Company:
CAPITOLIS GLOBAL BROKER DEALER LLC
Disclosures:
Experience:
37 years
View Profile
CW

Charlene Faith Wilson

RR
CRD#: 1935747
Location:
Garden City, NY 11530
Company:
CRAFT CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
36 years
View Profile
MF

Michael Charles Feeney

RR
CRD#: 5775654
Location:
New York, NY 10036
Company:
CAPITOLIS GLOBAL BROKER DEALER LLC
Disclosures:
Experience:
2 years
View Profile
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