Thomas Droumenq
Professional summary
Thomas Droumenq, who also goes by Thomas Droumenq Mr, is a registered financial professional currently at CAPITOLIS GLOBAL BROKER DEALER LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2005. Thomas has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Droumenq's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
CAPITOLIS GLOBAL BROKER DEALER LLC
Office #1: 11 W. 42nd Street 15th Floor, New York, NY, 10036Office #2: 11 W. 42nd Street, 15th Floor, New York, NY 10036January 5, 2005 - January 2, 2019
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2025)
Exams
Series 99TO
Date: 3/10/2025
Operations Professional ExaminationSeries 55
Date: 10/4/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
CAPITOLIS GLOBAL BROKER DEALER LLC
CRD#: 325346 / SEC#: , 8-71056
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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