Jon A. Borer
Professional summary
Jon A Borer is a registered financial professional currently at CAPITOLIS GLOBAL BROKER DEALER LLC located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2015. Jon has worked at 2 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon A Borer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
CAPITOLIS GLOBAL BROKER DEALER LLC
Office #1: 11 W. 42nd Street 15th Floor, New York, NY, 10036Office #2: 11 W. 42nd Street, 15th Floor, New York, NY 10036March 2, 2015 - July 5, 2023
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(3/11/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 2/7/2020
Securities Trader ExamFINRA
Current Firm
CAPITOLIS GLOBAL BROKER DEALER LLC
CRD#: 325346 / SEC#: , 8-71056
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
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