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CRD#: 324528
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for EAGLE POINT SECURITIES LLC Comes From

Understanding the Statistics for EAGLE POINT SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
600 Steamboat Road Suite 202, Greenwich, CT 06830
Mailing Address
600 Steamboat Road Suite 202, Greenwich, CT 06830
Firm Size
Small
Phone Number
(203) 340-8565
Established
Delaware since 11/29/2022
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EAGLE POINT HOLDINGS LPSOLE MEMBER
CHUNG, MICHAEL NMNFINOP/PFO5739877
DAIGLE, JENNIFFER ALYCEVICE PRESIDENT2620553
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER (POO)4197747
FOX, GERHARD ROBERTCHIEF COMPLIANCE OFFICER2796860
ROTH, JOSEPH HARRISPRESIDENT7673254

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at EAGLE POINT SECURITIES LLC

JD

James Hugh Doherty

James H. Doherty, Jim Doherty
RR
CRD#: 4197747
Location:
New York, NY 10022
Company:
PAPAMARKOU WELLNER & CO., INC.
Disclosures:
Experience:
25 years
MC

Michael Nmn Chung

Michael Chung
RR
CRD#: 5739877
Location:
New York, NY 10019
Company:
INTREPID PARTNERS, LLC
Disclosures:
Experience:
16 years
GF

Gerhard Robert Fox

Gary Fox
RR
CRD#: 2796860
Location:
New York, NY 10022
Company:
BC PARTNERS SECURITIES LLC
Disclosures:
Experience:
29 years
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