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Gerhard R. Fox

BC PARTNERS SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 2796860
GF

Professional summary

Gerhard Robert Fox, who also goes by Gary Fox, is a registered financial professional currently at BC PARTNERS SECURITIES LLC located in New York, New York and MEC GLOBAL PARTNERS LLC located in Boston, Massachusetts.

Gerhard is registered as a RR (Registered Representative) and started their career in finance in 1997. Gerhard has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 4, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gary Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerhard Robert Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2019 - Present

BC PARTNERS SECURITIES LLC

Office #1: 650 Madison Ave 3rd Floor, New York, NY 10022
BD
CRD#: 300947
New York, NY
Current

May 2, 2023 - Present

MEC GLOBAL PARTNERS LLC

Office #1: One Federal Street 17th Floor, Boston, MA 02110
BD
CRD#: 305000
BOSTON, MA
Current

November 29, 2023 - Present

SEXTANT SECURITIES, LLC

Office #1: 600 Madison Avenue 17th Floor, New York, NY, 10022
BD
CRD#: 283937
New York, NY
Current

December 22, 2023 - Present

EAGLE POINT SECURITIES LLC

Office #1: 600 Steamboat Road Suite 202, Greenwich, CT 06830
BD
CRD#: 324528
Greenwich, CT
Past

October 5, 2021 - December 2, 2022

OUTCOME CAPITAL, LLC

BD
CRD#: 100960
BOSTON, MA
Past

February 19, 2020 - May 4, 2021

ASHFORD SECURITIES LLC

BD
CRD#: 305330
DALLAS, TX
Past

January 23, 2020 - August 3, 2023

SPC CAPITAL MARKETS LLC

BD
CRD#: 304381
Greenwich, CT
Past

August 1, 2018 - March 28, 2024

AFL-CIO ITC FINANCIAL, LLC

BD
CRD#: 175356
WASHINGTON, DC
Past

April 28, 2017 - December 26, 2017

IMPACTUS MARKETPLACE LLC

BD
CRD#: 282651
Washington, DC
Past

April 4, 2017 - August 1, 2019

ICR CAPITAL LLC

BD
CRD#: 174952
NORWALK, CT
Past

April 21, 2016 - April 4, 2017

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

January 15, 1997 - September 10, 2003

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/6/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/23/2016
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/24/2003
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/16/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/16/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

EP
EAGLE POINT SECURITIES LLC
EAGLE POINT SECURITIES LLC

CRD#: 324528 / SEC#: , 8-71048

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
600 Steamboat Road Suite 202, Greenwich, CT 06830
Mailing Address
600 Steamboat Road Suite 202, Greenwich, CT 06830
Phone number
(203) 340-8565
Established
Delaware since 11/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EAGLE POINT HOLDINGS LPSOLE MEMBER
CHUNG, MICHAEL NMNFINOP/PFO5739877
DAIGLE, JENNIFFER ALYCEVICE PRESIDENT2620553
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER (POO)4197747
FOX, GERHARD ROBERTCHIEF COMPLIANCE OFFICER2796860
ROTH, JOSEPH HARRISPRESIDENT7673254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAGLE POINT SECURITIES LLC

CRD#: 324528New York, NY 10022

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