Michael N. Chung
Professional summary
Michael Nmn Chung, who also goes by Michael Chung, is a registered financial professional currently at INTREPID PARTNERS, LLC located in New York, New York and AFW ASSOCIATES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 33 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Nmn Chung's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2015 - Present
INTREPID PARTNERS, LLC
Office #1: 712 Fifth Avenue 31st Floor, New York, NY 10019March 28, 2018 - Present
AFW ASSOCIATES LLC
Office #1: 152 West 57th Street 36th Floor, New York, NY 10019July 22, 2021 - Present
RHONE GROUP ADVISORS LLC
Office #1: 630 Fifth Avenue Suite 3110, New York, NY 10111February 1, 2022 - Present
CONNAUGHT (U.S.) LLC
Office #1: 2 Soho Place, London, W1D 3BGAugust 22, 2022 - Present
CAPLIGHT MARKETS LLC
Office #1: 531 Howard Street 4th Floor, San Francisco, CA 94105January 27, 2023 - Present
HEDGE PRO
Office #1: 125 Townpark Drive Suite 300, Kennesaw, GA 30179August 25, 2023 - Present
AIME CAPITAL MARKETS LLC
Office #1: 445 Northern Blvd Ste 28, Great Neck, NY 11021December 22, 2023 - Present
EAGLE POINT SECURITIES LLC
Office #1: 600 Steamboat Road Suite 202, Greenwich, CT 06830April 22, 2021 - October 12, 2021
FORGE MARKETS LLC
January 26, 2021 - March 20, 2023
LEX
January 23, 2020 - November 4, 2024
SPC CAPITAL MARKETS LLC
February 13, 2018 - March 19, 2020
WILLIAM O'NEIL SECURITIES
January 5, 2017 - November 3, 2020
BLUE OWL SECURITIES
April 21, 2016 - January 2, 2018
CVC FUNDING, LLC
March 31, 2016 - May 2, 2019
S2K FINANCIAL LLC
February 11, 2016 - March 2, 2020
CITIZENS CAPITAL MARKETS
October 27, 2015 - December 23, 2016
DIRECT MATCH
April 13, 2015 - May 31, 2018
KIMBERLITE ADVISORS, LLC
September 4, 2013 - April 6, 2015
LYSTER WATSON SECURITIES, INC.
December 17, 2012 - July 29, 2013
FATOR SECURITIES LLC
October 25, 2012 - May 1, 2019
CANAM INVESTOR SERVICES, LLC
August 22, 2012 - December 31, 2019
BRASIL PLURAL SECURITIES LLC
March 26, 2012 - March 1, 2013
ICAPITAL MARKETS LLC
October 12, 2011 - April 2, 2015
SHELTER ROCK CAPITAL GROUP LLC
June 1, 2011 - February 19, 2015
RK EQUITY CAPITAL MARKETS LLC
February 18, 2011 - May 25, 2015
GOTO CAPITAL MARKETS, INC.
June 9, 2010 - October 16, 2014
MOLECULAR SECURITIES INC.
June 9, 2010 - September 3, 2015
MEESCHAERT CAPITAL MARKETS, INC.
April 8, 2010 - June 1, 2021
BANCO DO BRASIL SECURITIES LLC
March 31, 2010 - April 16, 2015
FAIRFIELD RESEARCH SECURITIES CORPORATION
March 19, 2010 - August 1, 2011
IATMARKETS LLC
March 17, 2010 - August 17, 2011
BREN VENTURES LLC
January 1, 2010 - May 17, 2013
CUE CAPITAL LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EAGLE POINT SECURITIES LLC
CRD#: 324528 / SEC#: , 8-71048
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
