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CRD#: 314782
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for PERCENT SECURITIES, LLC Comes From
Understanding the Statistics for PERCENT SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
145 East 57th Street, New York, NY 10022
Mailing Address
145 East 57th Street, New York, NY 10022
Firm Size
Small
Phone Number
(646) 876-5141
Established
Delaware since 04/12/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CADENCE GROUP, INC. | MANAGING MEMBER | ||
| EGAN, RICHARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 6571150 | |
| HAYES, SUSAN ANN | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 2856326 | |
| REDDY, PRATHUMNA T | CHIEF EXECUTIVE OFFICER/PRESIDENT | 5564911 | |
| SHUMBERG, IVANA M | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER | 3167225 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at PERCENT SECURITIES, LLC
PR
Prathumna T Reddy
RR
CRD#: 5564911
Location:
New York, NY 10022
Company:
PERCENT SECURITIES, LLC
Disclosures:
Experience:
14 years
BS
Bina Nathan Shetty
RR
CRD#: 2858427
Location:
New York, NY 10022
Company:
PERCENT SECURITIES, LLC
Disclosures:
Experience:
20 years
LK
Lucas J Keefer
RR
CRD#: 7364135
Location:
New York, NY 10022
Company:
PERCENT SECURITIES, LLC
Disclosures:
Experience:
5 years
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