Susan A. Hayes
Professional summary
Susan Ann Hayes, who also goes by Susan A Hayes, Susan Ann Hayes, is a registered financial professional currently at MATTHEWS SOUTH, LLC located in San Mateo, California and CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1999. Susan has worked at 23 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Ann Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2017 - Present
MATTHEWS SOUTH, LLC
Office #1: 1700 South El Camino Real, Suite 345, San Mateo, CA 94402March 23, 2017 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211February 6, 2019 - Present
BARNABAS CAPITAL, LLC
Office #1: 227 West Trade Street Suite 1610, Charlotte, NC 28202Office #2: 227 West Trade Street Suite 1610, Charlotte, NC 28202June 15, 2021 - Present
VISTIA CAPITAL, LLC
Office #1: 202 6th Street, Suite 303, Castle Rock, CO 80104January 10, 2022 - Present
LOCKTON INVESTMENT SECURITIES, LLC
Office #1: 444 W. 47th Street Suite 900, Kansas City, MO 64112April 27, 2022 - Present
AEL FINANCIAL SERVICES, LLC
Office #1: 2101 Rexford Road Suite 310, Charlotte, NC 28211August 11, 2023 - Present
PERCENT SECURITIES, LLC
Office #1: 145 East 57th Street, New York, NY 10022October 13, 2023 - Present
INTEGRIS SECURITIES, LLC
Office #1: 7730 E. Belleview Ave, #a-105, Greenwood Village, CO 80111March 1, 2024 - Present
3G FINANCIAL
Office #1: 101 Crawfords Corner Rd., Suite 4116, Holmdel, NJ 07733July 25, 2023 - September 1, 2023
LOCKTON RE CAPITAL MARKETS, LLC
July 21, 2022 - October 9, 2023
TCM BD, LLC
February 4, 2022 - December 2, 2022
JSL SECURITIES, INC.
August 17, 2021 - August 10, 2023
MAMMOTH RESEARCH
October 31, 2019 - June 20, 2025
SYNAPSE BROKERAGE LLC
December 1, 2018 - October 1, 2019
JARDINE LLOYD THOMPSON CAPITAL MARKETS INC
October 20, 2017 - November 28, 2018
CROSSMARK DISTRIBUTORS, INC.
October 3, 2017 - November 2, 2020
KAVOUT SECURITIES, LLC
September 21, 2017 - February 3, 2023
SEPULVEDA DISTRIBUTORS LLC
February 29, 2016 - December 14, 2021
ATHENE SECURITIES, LLC
March 27, 2013 - February 25, 2016
TOUSSAINT CAPITAL PARTNERS, LLC
May 4, 2004 - September 6, 2012
NEONET SECURITIES, INC.
May 6, 2003 - January 3, 2005
LEXIT CAPITAL, LLC
October 19, 1999 - August 15, 2002
GLC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
3G FINANCIAL
CRD#: 317740 / SEC#: , 8-70903
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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