PR
Prathumna T. Reddy
PERCENT ADVISORS
NEW YORK, NY 10022
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CRD#: 5564911
PR
Prathumna T ReddyPERCENT ADVISORS
Professional summary
Prathumna T Reddy, who also goes by Prath Reddy, is a registered financial advisor currently at PERCENT ADVISORS LLC located in New York, New York and PERCENT SECURITIES, LLC located in New York, New York.
Prathumna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Prathumna has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Aliases
Prath Reddy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since September 2018, Mr. Reddy has served as President at Percent Technologies, an investment-related business located at 86 Chambers Street, New York, NY 10007. Percent Technologies is an investment platform technology company, and as President, Mr. Reddy has been, and will be, spending 80 hours per month in service of this OBA, 40 of which will be during "trading hours". As of May 2026, Mr. Reddy is the Chief Executive Officer of Percent Technologies. CleanSlate Propeties LLC; No, not investment-related; Mange single family homes in Ohio; 242 Woodside Lane, Tallmade, OH 44278; Oct 2014; 5 effihash; Co-Founder; Company Nameeffihash; Dates EmployedJan 2018 - Present; Employment Duration3 yrs 5 mos; LocationUnited States; Cryptocurrency mining Axle Health; Investor; Company NameAxle Health; Dates EmployedDec 2020 - Present; Employment Duration6 mos; In-home healthcare InterPrice Technologies; Investor; Company NameInterPrice Technologies; Dates EmployedAug 2019 - Present; Employment Duration1 yr 10 mos; DCM SaaS platform Beginning in May 2020, Mr. Reddy was employed at GT Securities, an investment related business based in Los Angeles, California as a Registered Representative. Mr. Reddy had been spending 10 hours per month in service of this OBA, 5 of which were during "trading hours". Since December 2021, Mr. Reddy has served as President at Percent Advisors, an investment-related business based in New York, New York. Mr. Reddy has been, and will be, spending 10 hours per month in service of this OBA, 5 of which will be during "trading hours". Since October 2018, Mr. Reddy has served as President of Cadence Group Platform, LLC (d/b/a Percent Technologies Platform, LLC) an invested related entity in New York, NY. Mr. Reddy will be spending 2-4 hours per month in service of this OBA. Since May 2023, Mr. Reddy has served as President of Percent US ABS I, LLC, an investor-related entity in New York, NY. Mr. Reddy be spending 2-4 hours per month in service of this OBA. Since August 2024, Mr. Reddy will be a Board member and Investment Committee member for Pursuit Fund Holding LLC, governing credit fund business and reviewing and approving investment activities. This activity will involve 10 hours per week during normal business hours. Pursuit Fund Holding is located at 61 Clapboard Ridge Road, Greenwich, CT 08630.
CRS (Client Relationship Summary) - RIA
Click below to view Prathumna T Reddy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2026 - Present
PERCENT ADVISORS LLC
Office #1: 145 E 57 St, New York, NY 10022RIA
CRD#: 318890
NEW YORK, NY
Current
August 11, 2023 - Present
PERCENT SECURITIES, LLC
Office #1: 145 East 57th Street, New York, NY 10022BD
CRD#: 314782
New York, NY
Past
August 21, 2020 - August 9, 2023
GT SECURITIES, INC.
BD
CRD#: 116012
New York, NY
Past
August 23, 2013 - September 25, 2018
UBS SECURITIES LLC
BD
CRD#: 7654
STAMFORD, CT
Past
July 13, 2011 - August 9, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
BD
CRD#: 190
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2023)
RR
Alaska(5/10/2024)
RR
Arizona(9/28/2023)
RR
Arkansas(7/15/2024)
RR
California(8/24/2023)
RR
Colorado(9/8/2023)
RR
Connecticut(9/27/2023)
RR
Delaware(8/31/2023)
RR
District of Columbia(9/18/2023)
RR
Florida(10/25/2023)
RR
Georgia(9/25/2023)
RR
Hawaii(9/12/2023)
RR
Idaho(10/3/2023)
RR
Illinois(4/16/2024)
RR
Indiana(10/28/2024)
RR
Iowa(10/4/2023)
RR
Kansas(10/16/2023)
RR
Kentucky(10/17/2023)
RR
Louisiana(10/9/2023)
RR
Maine(9/27/2023)
RR
Maryland(9/14/2023)
RR
Massachusetts(4/4/2024)
RR
Michigan(10/2/2023)
RR
Minnesota(2/2/2024)
RR
Mississippi(2/21/2024)
RR
Missouri(11/28/2023)
RR
Montana(5/21/2024)
RR
Nebraska(5/1/2024)
RR
Nevada(8/16/2023)
RR
New Hampshire(9/29/2023)
RR
New Jersey(11/14/2023)
RR
New Mexico(10/2/2023)
RR
New York(8/14/2023)
IAR
New York(6/25/2026)
RR
North Carolina(9/25/2023)
RR
North Dakota(3/12/2024)
RR
Ohio(9/8/2023)
RR
Oklahoma(11/16/2023)
RR
Oregon(9/19/2023)
RR
Pennsylvania(8/16/2023)
RR
Puerto Rico(4/23/2026)
RR
Rhode Island(8/15/2023)
RR
South Carolina(9/7/2023)
RR
South Dakota(4/23/2024)
RR
Tennessee(11/27/2023)
RR
Texas(9/22/2023)
RR
Utah(10/3/2023)
RR
Vermont(9/27/2023)
RR
Virginia(9/8/2023)
RR
Washington(8/21/2023)
RR
West Virginia(3/5/2024)
RR
Wisconsin(9/28/2023)
RR
Wyoming(11/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PERCENT ADVISORS LLC
PERCENT ADVISORS LLC | PERCENT ADVISORS, LLC
CRD#: 318890 / SEC#:
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Contact information
Main Address
145 E 57 St, New York, NY 10022
Mailing Address
Phone number
(646) 876-5141
Established
Firm type
Fiscal year end
# of Employees
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| New York | ERA - Active | 2/2/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
