Prathumna T. Reddy

PERCENT ADVISORS

NEW YORK, NY 10022

CRD#: 5564911

Some features on this profile are disabled

Professional summary

Prathumna T Reddy, who also goes by Prath Reddy, is a registered financial advisor currently at PERCENT ADVISORS LLC located in New York, New York and PERCENT SECURITIES, LLC located in New York, New York.

Prathumna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Prathumna has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Aliases

Prath Reddy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prathumna T Reddy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2026 - Present

PERCENT ADVISORS LLC

Office #1: 145 E 57 St, New York, NY 10022

RIA

CRD#: 318890

NEW YORK, NY

Current

August 11, 2023 - Present

PERCENT SECURITIES, LLC

Office #1: 145 East 57th Street, New York, NY 10022

CRD#: 314782

New York, NY

Past

August 21, 2020 - August 9, 2023

GT SECURITIES, INC.

CRD#: 116012

New York, NY

Past

August 23, 2013 - September 25, 2018

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

July 13, 2011 - August 9, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/19/2023)

Alaska
(5/10/2024)

Arizona
(9/28/2023)

Arkansas
(7/15/2024)

California
(8/24/2023)

Colorado
(9/8/2023)

Connecticut
(9/27/2023)

Delaware
(8/31/2023)

District of Columbia
(9/18/2023)

Florida
(10/25/2023)

Georgia
(9/25/2023)

Hawaii
(9/12/2023)

Idaho
(10/3/2023)

Illinois
(4/16/2024)

Indiana
(10/28/2024)

Iowa
(10/4/2023)

Kansas
(10/16/2023)

Kentucky
(10/17/2023)

Louisiana
(10/9/2023)

Maine
(9/27/2023)

Maryland
(9/14/2023)

Massachusetts
(4/4/2024)

Michigan
(10/2/2023)

Minnesota
(2/2/2024)

Mississippi
(2/21/2024)

Missouri
(11/28/2023)

Montana
(5/21/2024)

Nebraska
(5/1/2024)

Nevada
(8/16/2023)

New Hampshire
(9/29/2023)

New Jersey
(11/14/2023)

New Mexico
(10/2/2023)

New York
(8/14/2023)

IAR

New York
(6/25/2026)

North Carolina
(9/25/2023)

North Dakota
(3/12/2024)

Ohio
(9/8/2023)

Oklahoma
(11/16/2023)

Oregon
(9/19/2023)

Pennsylvania
(8/16/2023)

Puerto Rico
(4/23/2026)

Rhode Island
(8/15/2023)

South Carolina
(9/7/2023)

South Dakota
(4/23/2024)

Tennessee
(11/27/2023)

Texas
(9/22/2023)

Utah
(10/3/2023)

Vermont
(9/27/2023)

Virginia
(9/8/2023)

Washington
(8/21/2023)

West Virginia
(3/5/2024)

Wisconsin
(9/28/2023)

Wyoming
(11/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 10/17/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/12/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PERCENT ADVISORS LLC

PERCENT ADVISORS LLC | PERCENT ADVISORS, LLC

CRD#: 318890 / SEC#:

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

145 E 57 St, New York, NY 10022

Mailing Address

Phone number

(646) 876-5141

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
New York	ERA - Active	2/2/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

PARAMUS, NJ

Anthony Macagna

LPL FINANCIAL LLC

IAR

PARAMUS, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Prathumna T. Reddy

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prathumna T Reddy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERCENT SECURITIES, LLC

GT SECURITIES, INC.

UBS SECURITIES LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/2011

SIE

Date: 9/25/2018

Series 79

Date: 10/17/2013

Series 7

Date: 7/12/2011

Series 24

Date: 5/27/2021

FINRA

Current Firm

PERCENT ADVISORS LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

PERCENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors