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CRD#: 30660
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NH INVESTMENT & SECURITIES AMERICA, INC. is located at 120 West 45th Street Suite 2402, New York, NY 10036 and was first established at New York, Delaware in 06/18/1992. After operating for 33 years, NH INVESTMENT & SECURITIES AMERICA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NH INVESTMENT & SECURITIES AMERICA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. NH INVESTMENT & SECURITIES AMERICA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NH INVESTMENT & SECURITIES AMERICA, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NH INVESTMENT & SECURITIES AMERICA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NH INVESTMENT & SECURITIES AMERICA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NH INVESTMENT & SECURITIES AMERICA, INC. Comes From

Understanding the Statistics for NH INVESTMENT & SECURITIES AMERICA, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
120 West 45th Street Suite 2402, New York, NY 10036
Mailing Address
120 West 45th Street Suite 2402, New York, NY 10036
Firm Size
Small
Phone Number
(212) 391-4000
Established
Delaware since 06/18/1992
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NH INVESTMENT & SECURITIES CO., LTD.DIRECT OWNER
COHEN, STEVEN ANDREWCHIEF COMPLIANCE OFFICER2218249
JIN, SANGWONCEO7384289
TAHK, HYUNJUFINOP7728475

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Advisor's working at NH INVESTMENT & SECURITIES AMERICA, INC.

SF

Samuel Jay Fleischman

Samuel J Fleischman, Samuel Fleischman, Sam Fleischman
RR
CRD#: 1860709
Location:
New York, NY 10022
Company:
D. BORAL CAPITAL
Disclosures:
Experience:
36 years
View Profile
SC

Steven Andrew Cohen

Steve Cohen
RR
CRD#: 2218249
Location:
New York, NY 10036
Company:
NH INVESTMENT & SECURITIES AMERICA, INC.
Disclosures:
Experience:
33 years
View Profile
IC

In Kyung Cho

RR
CRD#: 7767154
Location:
New York, NY 10036
Company:
NH INVESTMENT & SECURITIES AMERICA, INC.
Disclosures:
Experience:
1 year
View Profile
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