Steven A. Cohen
Professional summary
Steven Andrew Cohen, who also goes by Steve Cohen, is a registered financial professional currently at NH INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 7, Series 10, Series 9, Series 14, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Andrew Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2025 - Present
NH INVESTMENT & SECURITIES AMERICA, INC.
Office #1: 120 West 45th Street Suite 2402, New York, NY 10036October 14, 2015 - June 15, 2016
COWEN PRIME SERVICES TRADING LLC
June 28, 2013 - August 21, 2013
COWEN SECURITIES LLC
December 20, 2012 - August 6, 2024
COWEN AND COMPANY
September 1, 2009 - January 2, 2013
HSBC SECURITIES (USA) INC.
August 10, 2004 - August 21, 2009
NATIXIS SECURITIES AMERICAS LLC
July 1, 2003 - August 2, 2004
WELLS FARGO SECURITIES, LLC
June 24, 2003 - September 10, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 19, 2003 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 23, 2000 - July 26, 2002
ROBERTSON STEPHENS, INC.
May 17, 1999 - July 26, 2002
ROBERTSON STEPHENS, INC.
September 19, 1994 - June 9, 1999
TUCKER ANTHONY INCORPORATED
April 13, 1994 - September 6, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - February 15, 1994
CITIGROUP GLOBAL MARKETS INC.
October 27, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
April 13, 1992 - May 1, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2025)
(9/15/2025)
(8/29/2025)
(8/1/2025)
(8/1/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 8
Date: 3/25/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NH INVESTMENT & SECURITIES AMERICA, INC.
CRD#: 30660 / SEC#: , 8-45081
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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