Sangwon Jin
Professional summary
Sangwon Jin is a registered financial professional currently at NH INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York.
Sangwon is registered as a RR (Registered Representative) and started their career in finance in 2021. Sangwon has worked at 1 firm and has passed the Series 63, Series 16, Series 99TO, Series 57TO, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sangwon Jin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2021 - Present
NH INVESTMENT & SECURITIES AMERICA, INC.
Office #1: 120 West 45th Street Suite 2402, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2025)
(9/15/2025)
(8/29/2025)
(7/8/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 12/18/2021
Securities Trader ExamSeries 7TO
Date: 6/17/2021
General Securities Representative ExaminationFINRA
Current Firm
NH INVESTMENT & SECURITIES AMERICA, INC.
CRD#: 30660 / SEC#: , 8-45081
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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