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CRD#: 30201
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NANCY BARRON & ASSOCIATES, INC. is located at 150 Grand Boulevard, Lexington, KY 40507 and was first established at Chicago, Kentucky in 03/26/1992. After operating for 34 years, NANCY BARRON & ASSOCIATES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NANCY BARRON & ASSOCIATES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. NANCY BARRON & ASSOCIATES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NANCY BARRON & ASSOCIATES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NANCY BARRON & ASSOCIATES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NANCY BARRON & ASSOCIATES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NANCY BARRON & ASSOCIATES, INC. Comes From

Understanding the Statistics for NANCY BARRON & ASSOCIATES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
150 Grand Boulevard, Lexington, KY 40507
Mailing Address
150 Grand Boulevard, Lexington, KY 40507
Firm Size
Small
Phone Number
(859) 254-4010
Established
Kentucky since 03/26/1992
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BARRON, NANCY TRUXTUN IICHIEF EXECUTIVE OFFICER13608
BARRON, NANCY TRUXTUN IICHIEF COMPLIANCE OFFICER13608
BRADLEY, PATRICK JOFFICE MANAGER2657545

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Advisor's working at NANCY BARRON & ASSOCIATES, INC.

JB

Jacquelyn K Brackett

Jacquelyn Kay Hogg, Jacquelyn Kay Lemaster
RR
CRD#: 4173067
Location:
Lexington, KY 40507
Company:
NANCY BARRON & ASSOCIATES, INC.
Disclosures:
Experience:
25 years
View Profile
AK

Aaron Taylor Klopp

Aaron Klopp
RR
CRD#: 5132703
Location:
Lexington, KY 40507
Company:
NANCY BARRON & ASSOCIATES, INC.
Disclosures:
Experience:
19 years
View Profile
PB

Patrick J Bradley

RR
CRD#: 2657545
Location:
Lexington, KY 40507
Company:
NANCY BARRON & ASSOCIATES, INC.
Disclosures:
Experience:
16 years
View Profile
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