Patrick J. Bradley
Professional summary
Patrick J Bradley is a registered financial professional currently at NANCY BARRON & ASSOCIATES, INC. located in Lexington, Kentucky.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2009. Patrick has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick J Bradley's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2009 - Present
NANCY BARRON & ASSOCIATES, INC.
Office #1: 150 Grand Boulevard, Lexington, KY 40507Office #2: 150 Grand Boulevard, Lexington, KY 40507State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/8/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
NANCY BARRON & ASSOCIATES, INC.
CRD#: 30201 / SEC#: , 8-44803
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
NANCY BARRON & ASSOCIATES, INC.
CRD#: 30201Lexington, KY 40507TRUST BUT VERIFY
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