Nancy T. Barron
Professional summary
Nancy Truxtun Barron II is a registered financial professional currently at NANCY BARRON & ASSOCIATES, INC. located in Lexington, Kentucky.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 1973. Nancy has worked at 6 firms and has passed the Series 52TO, Series 7TO, SIE, Series 5, Series 3, Series 1, Series 14, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Truxtun Barron II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 1992 - Present
NANCY BARRON & ASSOCIATES, INC.
Office #1: 150 Grand Boulevard, Lexington, KY 40507Office #2: 150 Grand Boulevard, Lexington, KY 40507February 6, 1990 - July 9, 1992
THE RIDERWOOD GROUP INCORPORATED
June 3, 1986 - February 10, 1990
FIRST SECURITY BROKERAGE COMPANY OF KENTUCKY
May 22, 1985 - July 10, 1985
FIDELITY DISTRIBUTORS CORPORATION
July 8, 1974 - June 2, 1983
THOMSON MCKINNON SECURITIES INC.
June 25, 1973 - August 19, 1975
W. E. HUTTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/1996)
(6/10/1992)
(4/19/2016)
(2/24/2004)
(10/10/1996)
(2/20/1997)
(10/7/1996)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 1/14/1982
Interest Rate Options ExaminationSeries 1
Date: 6/21/1973
Registered Representative ExaminationFINRA
Current Firm
NANCY BARRON & ASSOCIATES, INC.
CRD#: 30201 / SEC#: , 8-44803
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NANCY BARRON & ASSOCIATES, INC.
CRD#: 30201Lexington, KY 40507TRUST BUT VERIFY
Monitor Nancy Barron
Get automatic monthly alerts on:
