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FIRM PROFILE
Overview
INSIGNEO SECURITIES, LLC is located at 1221 Brickell Ave 27th Floor, Miami, FL 33131 and was first established at Florida, Florida in 12/24/1998. After operating for 27 years, INSIGNEO SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INSIGNEO SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. INSIGNEO SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INSIGNEO SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INSIGNEO SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INSIGNEO SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INSIGNEO SECURITIES, LLC Comes From
Understanding the Statistics for INSIGNEO SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1221 Brickell Ave 27th Floor, Miami, FL 33131
1221 Brickell Ave 27th Floor, Miami, FL 33131
Medium
(305) 373-9000
Florida since 12/24/1998
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | ||
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | ||
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | ||
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 | |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 | |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 | |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 | |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 | |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 | |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 | |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 | |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 | |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 | |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 | |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 | |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 | |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
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Advisor's working at INSIGNEO SECURITIES, LLC
Ricardo Maulini JR
Nilia Gasson
Robert H. Moore
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