JR
Javier Rivero
INSIGNEO ADVISORY SERVICES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4498023
JR
Professional summary
Javier Rivero is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC located in Miami, Florida and INSIGNEO SECURITIES, LLC located in Miami, Florida.
Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Javier has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-DUALLY REGISTERED WITH INSIGNEO ADVISORY SERVICES AS MANAGER AS OF 01/2018 SPENDING APPROX. 20 HRS/MONTHLY. -LIVE LIKE BELLA Childhood Cancer Foundation No securities related. Address: 2199 Ponce de Leon Boulevard, Coral Gables, FL, 33134 (US)_Nature: Non profit, Childhood cancer Foundation._Position: Executive Board Member._Start date: 08/22/2024._Devote: 1 hrs/month and 0hrs/month during securities hours. -Insurance License holder - No clients nor solicitation of insurance business. Role is of the Firm's Designated Insurance Producer. Miami, FL. March 2021.
CRS (Client Relationship Summary) - RIA
Click below to view Javier Rivero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2018 - Present
INSIGNEO ADVISORY SERVICES, LLC
Office #1: 1221 Brickell Avenue 27th Floor, Miami, FL 33131RIA
CRD#: 282589
Miami, FL
Current
December 12, 2017 - Present
INSIGNEO SECURITIES, LLC
Office #1: 1221 Brickell Ave 27th Floor, Miami, FL 33131BD
CRD#: 29249
Miami, FL
Past
January 18, 2023 - December 4, 2024
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 17053
SAN JUAN, PR
Past
August 30, 2016 - February 26, 2018
DYNASTY WEALTH MANAGEMENT, LLC
RIA
CRD#: 153377
New York, NY
Past
July 28, 2016 - December 14, 2017
DYNASTY SECURITIES, LLC
BD
CRD#: 159076
NEW YORK, NY
Past
March 14, 2014 - March 7, 2016
BRICKELL GLOBAL ADVISORY, INC.
RIA
CRD#: 156643
MIAMI, FL
Past
March 6, 2014 - March 7, 2016
BRICKELL GLOBAL MARKETS, INC.
BD
CRD#: 104316
MIAMI, FL
Past
September 7, 2011 - March 5, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIAMI, FL
Past
September 6, 2011 - March 5, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMI, FL
Past
January 5, 2007 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WESTON, FL
Past
March 2, 2005 - January 4, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WESTON, FL
Past
June 5, 2002 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WESTON, FL
Past
March 15, 2002 - May 2, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INSIGNEO ADVISORY SERVICES, LLC
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC
CRD#: 282589 / SEC#: 801-107256
RIA
Registered Investment Advisory firm - (2/22/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2018)
RR
Alaska(12/4/2024)
RR
Arizona(12/4/2024)
RR
Arkansas(4/18/2018)
RR
California(12/4/2024)
RR
Colorado(4/18/2018)
RR
Connecticut(12/4/2024)
RR
Delaware(12/4/2024)
RR
District of Columbia(4/18/2018)
RR
Florida(12/12/2017)
IAR
Florida(3/27/2018)
RR
Georgia(12/4/2024)
RR
Idaho(12/4/2024)
RR
Indiana(4/18/2018)
RR
Iowa(12/4/2024)
RR
Kansas(12/4/2024)
RR
Kentucky(12/4/2024)
RR
Louisiana(12/4/2024)
RR
Maine(4/18/2018)
RR
Maryland(12/4/2024)
RR
Mississippi(12/4/2024)
RR
Missouri(7/11/2025)
RR
Montana(12/4/2024)
RR
Nebraska(10/29/2020)
RR
Nevada(4/18/2018)
RR
New Hampshire(4/18/2018)
RR
New Mexico(4/18/2018)
RR
North Carolina(4/18/2018)
RR
North Dakota(12/4/2024)
RR
Oklahoma(12/4/2024)
RR
Oregon(4/18/2018)
RR
Pennsylvania(4/18/2018)
IAR
Puerto Rico(1/30/2023)
RR
Puerto Rico(12/4/2024)
RR
Rhode Island(12/4/2024)
RR
South Carolina(12/4/2024)
RR
South Dakota(4/18/2018)
RR
Tennessee(4/18/2018)
RR
Texas(4/18/2018)
RR
Utah(4/18/2018)
RR
Vermont(4/18/2018)
RR
Virginia(12/4/2024)
RR
Washington(4/18/2018)
RR
West Virginia(12/4/2024)
RR
Wisconsin(12/4/2024)
RR
Wyoming(12/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 9/9/2025
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INSIGNEO ADVISORY SERVICES, LLC
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC
CRD#: 282589 / SEC#: 801-107256
RIA
Registered Investment Advisory firm - (2/22/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1221 Brickell Avenue 27th Floor, Miami, FL 33131
Mailing Address
Phone number
(305) 373-9000
Established
Firm type
Fiscal year end
# of Employees
197
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,142 |
| AUM (Assets Under Management) | $ 3,612,629,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589Miami, FL 33131TRUST BUT VERIFY
Monitor Javier Rivero
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
