Eric C. Chuang
Professional summary
Eric C Chuang, who also goes by Chihchian Chuang, Eric Chih Chian Chuang, Eric C Chuang, Eric Chuang, is a registered financial professional currently at INSIGNEO SECURITIES, LLC located in Miami, Florida.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric C Chuang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2024 - Present
INSIGNEO SECURITIES, LLC
Office #1: 1221 Brickell Ave 27th Floor, Miami, FL 33131May 2, 2024 - December 4, 2024
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
September 5, 2023 - April 26, 2024
PAR5 CAPITAL & CO LLC
August 23, 2021 - January 4, 2023
CREAND SECURITIES
November 17, 2015 - October 25, 2019
EFG CAPITAL INTERNATIONAL
August 11, 2009 - June 1, 2012
NFSG CORPORATION
July 10, 2006 - June 1, 2012
NEWBRIDGE SECURITIES CORPORATION
December 17, 2003 - May 26, 2004
A. G. EDWARDS & SONS, INC.
September 28, 2001 - April 3, 2003
J.P. MORGAN SECURITIES LLC
July 2, 1999 - April 12, 2001
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2024)
(12/4/2024)
Exams
FINRA
Current Firm
INSIGNEO SECURITIES, LLC
CRD#: 29249 / SEC#: , 8-44166
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | |
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
INSIGNEO SECURITIES, LLC
CRD#: 29249Miami, FL 33131TRUST BUT VERIFY
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