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CRD#: 286504
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALLARIA SECURITIES, LLC is located at 1110 Brickell Avenue Suite 603, Miami, FL 33131 and was first established at Florida, Florida in 11/10/2016. After operating for 9 years, ALLARIA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALLARIA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ALLARIA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALLARIA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALLARIA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALLARIA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALLARIA SECURITIES, LLC Comes From

Understanding the Statistics for ALLARIA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Mailing Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Firm Size
Small
Phone Number
(786) 686-5400
Established
Florida since 11/10/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALLARIA LATAM INVESTMENT SERVICES, INCMEMBER
CATOGGIO, STELLA MCHIEF EXECUTIVE OFFICER2987511
GONZALES, PHILIPPE ROGERCHIEF COMPLIANCE OFFICER5667179
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP5421965
ROWE, KEVIN ANTHONYDIRECTOR OF REGULATORY AFFAIRS4641264

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Advisor's working at ALLARIA SECURITIES, LLC

HL

Humberto Lopez

IAR
RR
CRD#: 4365800
Location:
Miami, FL 33131
Company:
ALLARIA ASSET MANAGEMENT, LLC
Disclosures:
Experience:
24 years
View Profile
MD

Marcelo Pablo Di Cugno

Marcelo Di Cugno, Pablo Di Cugno
IAR
RR
CRD#: 6403076
Location:
Miami, FL 33131
Company:
ALLARIA ASSET MANAGEMENT, LLC
Disclosures:
Experience:
11 years
View Profile
GG

Gustavo Andres Guerini

IAR
RR
CRD#: 4005993
Location:
Miami, FL 33131
Company:
ALLARIA ASSET MANAGEMENT, LLC
Disclosures:
Experience:
26 years
View Profile
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