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KR

Kevin A. Rowe

AUSTIN ATLANTIC CAPITAL
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 4641264
KR

Professional summary

Kevin Anthony Rowe is a registered financial professional currently at AUSTIN ATLANTIC CAPITAL INC. located in Coral Gables, Florida and ALLARIA SECURITIES, LLC located in Miami, Florida.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 12 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 6, Series 14, Series 24 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Anthony Rowe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2014 - Present

AUSTIN ATLANTIC CAPITAL INC.

Office #1: 1 Alhambra Plaza Suite 100, Coral Gables, FL 33134
BD
CRD#: 43981
Coral Gables, FL
Current

January 26, 2018 - Present

ALLARIA SECURITIES, LLC

Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131Office #2: 1110 Brickell Avenue Suite 603, Miami, FL 33131
BD
CRD#: 286504
Miami, FL
Past

February 13, 2025 - March 5, 2025

ELEVATION, LLC

BD
CRD#: 140341
CHARLOTTE, NC
Past

October 1, 2024 - December 11, 2024

MEMPHIS CAPITAL

BD
CRD#: 8564
MEMPHIS, TN
Past

October 4, 2023 - June 13, 2025

PUENTE SERVICIOS FINANCIEROS LLC

BD
CRD#: 304587
MIAMI, FL
Past

April 11, 2018 - September 3, 2025

ACP SECURITIES, LLC

BD
CRD#: 139049
MIAMI, FL
Past

August 29, 2017 - October 8, 2021

ELEVATE CAPITAL LLC

BD
CRD#: 284203
MIAMI, FL
Past

October 21, 2016 - February 28, 2017

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL
Past

September 14, 2016 - July 31, 2017

BULL MARKET SECURITIES, INC.

BD
CRD#: 282480
BOCA RATON, FL
Past

September 3, 2014 - May 13, 2015

TOV CAPITAL MARKETS, INC.

BD
CRD#: 158569
MIAMI, FL
Past

November 27, 2008 - July 11, 2014

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

June 16, 2005 - June 7, 2007

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

April 8, 2003 - August 20, 2004

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(2/4/2025)
RR
Massachusetts
(2/25/2021)
RR
New Mexico
(9/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/16/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 7/29/2011
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 11/10/2005
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/1/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 30
Date: 5/23/2006
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALLARIA SECURITIES, LLC
ALLARIA SECURITIES, LLC

CRD#: 286504 / SEC#: , 8-69891

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Mailing Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Phone number
(786) 686-5400
Established
Florida since 11/10/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLARIA LATAM INVESTMENT SERVICES, INCMEMBER
CATOGGIO, STELLA MCHIEF EXECUTIVE OFFICER2987511
GONZALES, PHILIPPE ROGERCHIEF COMPLIANCE OFFICER5667179
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP5421965
ROWE, KEVIN ANTHONYDIRECTOR OF REGULATORY AFFAIRS4641264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLARIA SECURITIES, LLC

CRD#: 286504Coral Gables, FL 33134

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