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CRD#: 284893
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SECURITIES CLUB BROKER-DEALER, LLC is located at 250 Royal Palm Way Suite 306b, Palm Beach, FL 33480 and was first established at Florida, New York in 05/18/2016. After operating for 9 years, SECURITIES CLUB BROKER-DEALER, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SECURITIES CLUB BROKER-DEALER, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SECURITIES CLUB BROKER-DEALER, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SECURITIES CLUB BROKER-DEALER, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SECURITIES CLUB BROKER-DEALER, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SECURITIES CLUB BROKER-DEALER, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SECURITIES CLUB BROKER-DEALER, LLC Comes From

Understanding the Statistics for SECURITIES CLUB BROKER-DEALER, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Mailing Address
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Firm Size
Small
Phone Number
(917) 515-7054
Established
New York since 05/18/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SECURITIES CLUB CORPORATIONHOLDING COMPANY & 100% DIRECT OWNER
AVELLO, NICHOLAS TPRINCIPAL FINANCIAL OFFICER & FINOP1488144
ROCKWELL, ANNABELLA CAMPBELLPRESIDENT & CEO6786408
WILLIAMS, ERNEST W IIICHIEF COMPLIANCE OFFICER861627

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Advisor's working at SECURITIES CLUB BROKER-DEALER, LLC

NA

Nicholas T Avello

Nicholas Thomas Avello, Nicholas T T Avello
RR
CRD#: 1488144
Location:
Lawrenceville, GA 30044
Company:
TRADEPRO SECURITIES, LLC.
Disclosures:
Experience:
38 years
View Profile
FG

Frank Jay Goldman

RR
CRD#: 2040316
Location:
Palm Beach, FL 33480
Company:
SECURITIES CLUB BROKER-DEALER, LLC
Disclosures:
Experience:
35 years
View Profile
AR

Annabella Campbell Rockwell

RR
CRD#: 6786408
Location:
Palm Beach, FL 33480
Company:
SECURITIES CLUB BROKER-DEALER, LLC
Disclosures:
Experience:
8 years
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