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FIRM PROFILE
Overview
SECURITIES CLUB BROKER-DEALER, LLC is located at 250 Royal Palm Way Suite 306b, Palm Beach, FL 33480 and was first established at Florida, New York in 05/18/2016. After operating for 9 years, SECURITIES CLUB BROKER-DEALER, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SECURITIES CLUB BROKER-DEALER, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SECURITIES CLUB BROKER-DEALER, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SECURITIES CLUB BROKER-DEALER, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SECURITIES CLUB BROKER-DEALER, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SECURITIES CLUB BROKER-DEALER, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SECURITIES CLUB BROKER-DEALER, LLC Comes From
Understanding the Statistics for SECURITIES CLUB BROKER-DEALER, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Small
(917) 515-7054
New York since 05/18/2016
Limited Liability Company
December
FIRM DOCUMENTS
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Advisor's working at SECURITIES CLUB BROKER-DEALER, LLC
Nicholas T Avello
Frank Jay Goldman
Annabella Campbell Rockwell
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