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AR

Annabella C. Rockwell

SECURITIES CLUB BROKER-DEALER
PALM BEACH, FL 33480
Some features on this profile are disabled
CRD#: 6786408
AR

Professional summary

Annabella Campbell Rockwell is a registered financial professional currently at SECURITIES CLUB BROKER-DEALER, LLC located in Palm Beach, Florida.

Annabella is registered as a RR (Registered Representative) and started their career in finance in 2017. Annabella has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 57, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective 8/26/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Annabella Campbell Rockwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2025 - Present

SECURITIES CLUB BROKER-DEALER, LLC

Office #1: 250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
BD
CRD#: 284893
PALM BEACH, FL
Past

April 5, 2024 - April 24, 2025

TRADEPRO SECURITIES, LLC.

BD
CRD#: 103781
LAWRENCEVILLE, GA
Past

January 22, 2020 - June 15, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
PALM BEACH GARDENS, FL
Past

August 28, 2019 - June 15, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
PALM BEACH GARDENS, FL
Past

September 19, 2017 - July 19, 2018

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

June 22, 2017 - September 20, 2017

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/21/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/13/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 2/13/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/22/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SECURITIES CLUB BROKER-DEALER, LLC
BLUESQUARE CAPITAL ADVISORS, LLC | SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893 / SEC#: , 8-69814

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Mailing Address
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
Phone number
(917) 515-7054
Established
New York since 05/18/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITIES CLUB CORPORATIONHOLDING COMPANY & 100% DIRECT OWNER
AVELLO, NICHOLAS TPRINCIPAL FINANCIAL OFFICER & FINOP1488144
ROCKWELL, ANNABELLA CAMPBELLPRESIDENT & CEO6786408
WILLIAMS, ERNEST W IIICHIEF COMPLIANCE OFFICER861627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893Palm Beach, FL 33480

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