Frank J. Goldman

SECURITIES CLUB BROKER-DEALER

PALM BEACH, FL 33480

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CRD#: 2040316

Professional summary

Frank Jay Goldman is a registered financial professional currently at SECURITIES CLUB BROKER-DEALER, LLC located in Palm Beach, Florida.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1990. Frank has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Jay Goldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2025 - Present

SECURITIES CLUB BROKER-DEALER, LLC

Office #1: 250 Royal Palm Way Suite 306b, Palm Beach, FL 33480

CRD#: 284893

PALM BEACH, FL

Past

March 27, 2019 - May 1, 2025

TRADEPRO SECURITIES, LLC.

CRD#: 103781

LAWRENCEVILLE, GA

Past

January 24, 2018 - March 19, 2019

BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110

NEW YORK, NY

Past

August 1, 2017 - January 19, 2018

BLUE SAND SECURITIES LLC

CRD#: 142976

KENSIGNTON, MD

Past

June 2, 2011 - April 28, 2017

TRESTLE POINT, LLC

CRD#: 138494

TOWSON, MD

Past

May 14, 2004 - May 3, 2011

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

February 3, 2004 - June 14, 2004

MERCANTILE BROKERAGE SERVICES, INC.

CRD#: 6784

BALTIMORE, MD

Past

March 28, 2002 - February 27, 2004

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

September 25, 2000 - April 4, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 1, 1999 - October 27, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 7, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

March 16, 1998 - April 7, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

Past

July 12, 1995 - April 1, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 22, 1990 - July 18, 1995

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SECURITIES CLUB BROKER-DEALER, LLC

BLUESQUARE CAPITAL ADVISORS, LLC | SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893 / SEC#: , 8-69814

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

250 Royal Palm Way Suite 306b, Palm Beach, FL 33480

Mailing Address

250 Royal Palm Way Suite 306b, Palm Beach, FL 33480

Phone number

(917) 515-7054

Established

New York since 05/18/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SECURITIES CLUB CORPORATION	HOLDING COMPANY & 100% DIRECT OWNER
AVELLO, NICHOLAS T	PRINCIPAL FINANCIAL OFFICER & FINOP	1488144
ROCKWELL, ANNABELLA CAMPBELL	PRESIDENT & CEO	6786408
WILLIAMS, ERNEST W III	CHIEF COMPLIANCE OFFICER	861627

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank J. Goldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Jay Goldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEPRO SECURITIES, LLC.

BENJAMIN & JEROLD BROKERAGE I, LLC

BLUE SAND SECURITIES LLC

TRESTLE POINT, LLC

NEWEDGE SECURITIES, LLC

MERCANTILE BROKERAGE SERVICES, INC.

NEWEDGE SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

CITIGROUP GLOBAL MARKETS INC.

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1996

Series 63

Date: 6/13/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1990

FINRA

Current Firm

SECURITIES CLUB BROKER-DEALER, LLC

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SECURITIES CLUB BROKER-DEALER, LLC

TRUST BUT VERIFY

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