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CRD#: 283937
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SEXTANT SECURITIES, LLC is located at 600 Madison Avenue 17th Floor, New York, NY 10022 and was first established at New York, New York in 02/29/2016. After operating for 9 years, SEXTANT SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SEXTANT SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SEXTANT SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SEXTANT SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SEXTANT SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SEXTANT SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SEXTANT SECURITIES, LLC Comes From

Understanding the Statistics for SEXTANT SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
600 Madison Avenue 17th Floor, New York, NY 10022
Mailing Address
600 Madison Avenue 17th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(917) 715-5500
Established
New York since 02/29/2016
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MERCHANT ASSET MANAGEMENT, LLCMEMBER
DALY, PATRICK LEOCEO2186449
FOX, GERHARD ROBERTCCO2796860
ROCHE, PASCALFINOP/PFO/POO5920968

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at SEXTANT SECURITIES, LLC

BT

Beau M Toth

IAR
RR
CRD#: 5389119
Location:
Palatine, IL
Company:
LEGACY CAPITAL WEALTH PARTNERS, LLC
Disclosures:
Experience:
18 years
View Profile
PD

Patrick Leo Daly

RR
CRD#: 2186449
Location:
New York, NY 10022
Company:
SEXTANT SECURITIES, LLC
Disclosures:
Experience:
33 years
View Profile
JC

John Thomas Carroll III

John Thomas Carroll, John Thomas Iii Carroll
RR
CRD#: 2185639
Location:
New York, NY 10022
Company:
SEXTANT SECURITIES, LLC
Disclosures:
Experience:
28 years
View Profile
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