Pascal Roche
Professional Summary
Pascal Roche, who also goes by Pascal A Roche, is a registered financial advisor currently at CSCA CAPITAL ADVISORS, LLC located in New York, New York and THREADMARK LP located in New York, New York. Pascal is registered as a RR (Registered Representative) and started their career in finance in 2011. Pascal has worked at 26 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pascal A Roche
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
JETT CAPITAL ADVISORS, LLC
Contact Information
Main Address
712 Fifth Avenue 11th Floor, New York, NY, 10019Mailing Address
712 Fifth Avenue 11th Floor, New York, NY, 10019Phone Number
(212) 616-0423Established
Delaware since 08/19/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/26/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Pascal Roche's CRS (Customer Relationship Summary).
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