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FIRM PROFILE
Overview
ICBA SECURITIES is located at 775 Ridge Lake Blvd. Suite 190, Memphis, TN 38120 and was first established at New Orleans, Delaware in 11/09/1988. After operating for 37 years, ICBA SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ICBA SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. ICBA SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ICBA SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ICBA SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ICBA SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ICBA SECURITIES Comes From
Understanding the Statistics for ICBA SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
775 Ridge Lake Blvd. Suite 190, Memphis, TN 38120
775 Ridge Lake Blvd. Suite 190, Memphis, TN 38120
Small
(901) 762-5309
Delaware since 11/09/1988
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ICBA SERVICES NETWORK, INC. | OWNER | ||
| BATES, THOMAS EUGENE | DIRECTOR | 7598713 | |
| BITTINGER, AZA HARRISON JR. | DIRECTOR | 4169602 | |
| FOSTER, BRENDA KAY | DIRECTOR | ||
| GUERRA, GABE | DIRECTOR | 7910566 | |
| HEID, BLAKE AARON | DIRECTOR | 7598685 | |
| JORDE, TERRY JEAN | SECRETARY | 2643666 | |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 | |
| REBER, JAMES LEO | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 1809879 | |
| ROMERO RAINEY, REBECA MARIA | DIRECTOR | 6989824 | |
| TWEDDLE, KEVIN MATTHEW | DIRECTOR | 7152050 | |
| WANICHEK, CRAIG ALAN | DIRECTOR | 2352101 |
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Advisor's working at ICBA SECURITIES
James Leo Reber
Carol Ann Kinzer
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