James L. Reber
Professional summary
James Leo Reber, who also goes by Jim Reber, is a registered financial professional currently at ICBA SECURITIES located in Memphis, Tennessee.
James is registered as a RR (Registered Representative) and started their career in finance in 1988. James has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Leo Reber's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 1990 - Present
ICBA SECURITIES
Office #1: 775 Ridge Lake Blvd. Suite 190, Memphis, TN 38120April 22, 2022 - January 25, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 1991 - April 22, 2022
VINING-SPARKS IBG, LLC
October 15, 1990 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
March 22, 1988 - October 15, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/1990)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ICBA SECURITIES
CRD#: 24088 / SEC#: , 8-40867
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICBA SERVICES NETWORK, INC. | OWNER | |
| BATES, THOMAS EUGENE | DIRECTOR | 7598713 |
| BITTINGER, AZA HARRISON JR. | DIRECTOR | 4169602 |
| FOSTER, BRENDA KAY | DIRECTOR | |
| GUERRA, GABE | DIRECTOR | 7910566 |
| HEID, BLAKE AARON | DIRECTOR | 7598685 |
| JORDE, TERRY JEAN | SECRETARY | 2643666 |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 |
| REBER, JAMES LEO | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 1809879 |
| ROMERO RAINEY, REBECA MARIA | DIRECTOR | 6989824 |
| TWEDDLE, KEVIN MATTHEW | DIRECTOR | 7152050 |
| WANICHEK, CRAIG ALAN | DIRECTOR | 2352101 |
Red Flags
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Company Information
ICBA SECURITIES
CRD#: 24088Memphis, TN 38120TRUST BUT VERIFY
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