Carol A. Kinzer
Professional summary
Carol Ann Kinzer is a registered financial professional currently at VAQUERO CAPITAL LLC located in San Francisco, California and FRONTEGRA STRATEGIES, LLC located in Westmont, Illinois.
Carol is registered as a RR (Registered Representative) and started their career in finance in 2002. Carol has worked at 56 firms and has passed the Series 99TO, SIE and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carol Ann Kinzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2006 - Present
VAQUERO CAPITAL LLC
Office #1: 1414 Castro Street Suite D, San Francisco, CA 94114-3775April 5, 2006 - Present
FRONTEGRA STRATEGIES, LLC
Office #1: 999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559December 10, 2014 - Present
FALLBROOK CAPITAL SECURITIES CORP.
Office #1: 26610 Agoura Road Suite 120, Calabasas, CA 91302March 30, 2015 - Present
GLC SECURITIES, LLC
Office #1: 600 Lexington Avenue 9th Floor, New York, NY 10022September 11, 2015 - Present
SILICON VALLEY PARTNERS LLC
Office #1: 5458 E Cholla Street, Scottsdale, AZ 85254May 1, 2017 - Present
SDR CAPITAL MARKETS, LLC
Office #1: 5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111September 26, 2018 - Present
AMERICAN DISCOVERY ADVISORS, LLC
Office #1: 11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025August 7, 2019 - Present
XML SECURITIES
Office #1: 6901 Rockledge Drive Suite 730, Bethesda, MD 20817February 4, 2020 - Present
VRA PARTNERS, LLC
Office #1: 3630 Peachtree Road Suite 1000, Atlanta, GA 30326June 3, 2020 - Present
ICBA SECURITIES
Office #1: 775 Ridge Lake Blvd. Suite 190, Memphis, TN 38120August 6, 2020 - Present
IOA SECURITIES, LLC
Office #1: 1855 W State Road 434 Suite 267, Longwood, FL 32750September 2, 2020 - Present
EGWELE SECURITIES LLC
Office #1: 155 North Wacker Drive Suite 4250, Chicago, IL 60606October 5, 2022 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 37 West Ave Suite 301, Wayne, PA 19087January 19, 2023 - Present
A5 SECURITIES LLC
Office #1: 375 West End Ave Unit 10d, New York, NY 10024October 2, 2023 - Present
FIRST HILL SECURITIES, LLC
Office #1: 6800 S. Dawson Circle, Suite 227, Centennial, CO 80112October 4, 2023 - Present
CLEARCREEK SECURITIES, LLC
Office #1: 1165 Delaware Street, Suite 130, Denver, CO 80204October 5, 2023 - Present
KPG CAPITAL PARTNERS, LLC
Office #1: 1389 Center Drive Suite 200, Park City, UT 84098September 23, 2024 - Present
FRONTIER ONE LLC
Office #1: 1033 Skokie Boulevard Suite 260, Northbrook, IL 60062July 7, 2021 - March 29, 2022
ALL PRO INVESTMENTS, LLC
August 18, 2020 - June 21, 2024
OLIMPIA PARTNERS (USA) LLC
June 1, 2016 - September 30, 2019
CLEARY GULL INC.
September 11, 2015 - May 31, 2022
SELALU PARTNERS, LLC
August 22, 2014 - February 16, 2021
BOND LANE PARTNERS LLC
July 15, 2014 - April 6, 2016
MANOR PARK SECURITIES LLC
December 2, 2013 - November 20, 2019
EBOND SECURITIES, LLC
May 24, 2013 - December 11, 2013
METHOD ENTERPRISE ADVISORS LLC
May 2, 2013 - December 23, 2021
SPOUTING ROCK CAPITAL ADVISORS, LLC
February 14, 2013 - October 1, 2020
MCG SECURITIES LLC
December 3, 2012 - December 26, 2019
PIEDMONT SECURITIES LLC
March 13, 2012 - December 1, 2020
DETALUS SECURITIES, LLC
June 2, 2011 - November 24, 2014
LB GROUP LLC
November 12, 2010 - October 27, 2015
PLYMOUTH REAL ESTATE CAPITAL, LLC
August 6, 2009 - September 6, 2011
SPECIALTY CAPITAL, LLC
May 21, 2009 - March 14, 2011
EXECUTION ACCESS, LLC
March 16, 2009 - July 26, 2010
KNOX SECURITIES CORP.
May 2, 2008 - September 30, 2008
VIRTUS SECURITIES, LLC
June 1, 2007 - December 5, 2008
WESTERN AMERICA BROKERAGE LLC
December 8, 2006 - January 14, 2008
INTERCAP MERCHANT PARTNERS, LLC
October 25, 2006 - February 3, 2020
TANDEM SECURITIES, INC.
October 2, 2006 - December 31, 2006
SAMCO FINANCIAL SERVICES, INC.
September 15, 2006 - August 1, 2008
AMERICAN HERITAGE CHURCH FINANCE, INC.
November 1, 2005 - April 24, 2006
WHITEHORNE & COMPANY, LTD.
August 8, 2005 - May 1, 2012
FRS SECURITIES, LLC
July 20, 2005 - September 7, 2023
PAR5 CAPITAL & CO LLC
May 9, 2005 - June 22, 2006
ENGROUP SECURITIES LLC
May 5, 2005 - February 2, 2024
DEMPSEY FINANCIAL NETWORK, INC.
November 3, 2004 - February 9, 2005
J.P.R. CAPITAL CORP.
July 2, 2004 - June 24, 2005
SOLARIS SECURITIES, INC.
August 5, 2003 - May 25, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
July 29, 2003 - January 2, 2004
ALLIANT EQUITY INVESTMENTS, LLC
June 5, 2003 - November 4, 2003
RTA INVESTMENTS COMPANY
February 3, 2003 - May 16, 2003
CHESAPEAKE SECURITIES RESEARCH CORPORATION
December 6, 2002 - December 23, 2013
RAMPART FINANCIAL SERVICES, INC.
October 2, 2002 - March 24, 2003
PRIMEX
August 15, 2002 - October 21, 2003
GALWAY CAPITAL, L.L.C.
April 17, 2002 - November 1, 2002
WAVELAND CAPITAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 4/5/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FRONTIER ONE LLC
CRD#: 330993 / SEC#: , 8-71243
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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